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Thomas Everett Devere

CRD# 66554·Registered 1983 - 2008
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Everett Devere was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1983 - 2008. Thomas had worked at 14 firms and has passed the Series 63, Series 3, PC, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

52 years in the financial services industry

Current & Past Employments

CAPITAL GROWTH FINANCIAL, LLC·CRD# 41040
BD
Boca Raton, FL
October 1, 2007 - February 5, 2008
JESUP & LAMONT SECURITIES CORP·CRD# 39056
BD
New York, NY
December 7, 2005 - May 30, 2007
STG SECURE TRADING GROUP, INC.·CRD# 41216
BD
Boca Raton, FL
July 26, 2004 - August 15, 2005
VIEWTRADE FINANCIAL·CRD# 47116
BD
Boca Raton, FL
February 23, 2004 - July 26, 2004
AXIOM CAPITAL MANAGEMENT, INC.·CRD# 26580
BD
New York, NY
October 2, 2003 - February 13, 2004
STERLING FINANCIAL INVESTMENT GROUP, INC.·CRD# 41506
BD
Boca Raton, FL
March 5, 2002 - October 10, 2003
AMEREST SECURITIES, INC.·CRD# 40201
BD
Dallas, TX
May 7, 2001 - February 12, 2002
R.M. STARK & CO., INC.·CRD# 7612
BD
Lake Worth Beach, FL
July 15, 1998 - August 31, 2000
MERIT CAPITAL ASSOCIATES, INC.·CRD# 30576
BD
Westport, CT
April 11, 1996 - March 30, 1998
DONALD & CO. SECURITIES INC.·CRD# 7776
BD
Tinton Falls, NJ
May 23, 1995 - March 8, 1996
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
October 12, 1993 - April 21, 1995
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
March 24, 1992 - October 25, 1993
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
New York, NY
November 14, 1990 - March 31, 1992
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
January 27, 1983 - October 10, 1990

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Current Firm

CG
CAPITAL GROWTH FINANCIAL, LLC

CAPITAL GROWTH FINANCIAL, LLC | INTERNATIONAL CAPITAL GROWTH, LTD., LLC | INTERNATIONAL CAPITAL GROWTH, LTD., | INTERNATIONAL CAPITAL GROWTH, LTD. | INTERNATIONAL CAPITAL GROWTH, LLC | INTERNATIONAL CAPITAL GROWTH LLC | CGF SECURITIES, LLC

CRD#: 41040 / SEC#: 8-49268
BD
Terminated by SEC on 04/11/2008

Contact Information

Established

Florida since 02/23/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL GROWTH FINANCIAL, LTD.100% OWNER—
FALKEN, MICHAEL BARRYCHIEF COMPLIANCE OFFICER862958
JACOBS, ALAN LAWRENCECHAIRMAN & CEO1032488
JACOBS, MICHAEL SCOTTPRESIDENT & FINOP1818665

Disclosures

Regulatory Event

12

Arbitration

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1979About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Oct 1983About the Series 3 exam

PC — AMEX Put and Call Exam

Passed Sep 1977

Series 1 — Registered Representative Examination

Passed Jan 1974

Series 24 — General Securities Principal Examination

Passed Dec 2006About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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