Thomas E. Devere
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Everett Devere was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1983. Thomas had worked at 14 firms and has passed the Series 63, Series 3, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2007 - February 5, 2008
CAPITAL GROWTH FINANCIAL, LLC
December 7, 2005 - May 30, 2007
JESUP & LAMONT SECURITIES CORP
July 26, 2004 - August 15, 2005
STG SECURE TRADING GROUP, INC.
February 23, 2004 - July 26, 2004
VIEWTRADE FINANCIAL
October 2, 2003 - February 13, 2004
AXIOM CAPITAL MANAGEMENT, INC.
March 5, 2002 - October 10, 2003
STERLING FINANCIAL INVESTMENT GROUP, INC.
May 7, 2001 - February 12, 2002
AMEREST SECURITIES, INC.
July 15, 1998 - August 31, 2000
R.M. STARK & CO., INC.
April 11, 1996 - March 30, 1998
MERIT CAPITAL ASSOCIATES, INC.
May 23, 1995 - March 8, 1996
DONALD & CO. SECURITIES INC.
October 12, 1993 - April 21, 1995
PRUDENTIAL EQUITY GROUP, LLC
March 24, 1992 - October 25, 1993
CIBC WORLD MARKETS CORP.
November 14, 1990 - March 31, 1992
KIDDER, PEABODY & CO. INCORPORATED
January 27, 1983 - October 10, 1990
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/7/1977
AMEX Put and Call ExamSeries 1
Date: 1/23/1974
Registered Representative ExaminationCurrent Firm
CAPITAL GROWTH FINANCIAL, LLC
CRD#: 41040 / SEC#: , 8-49268
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
