JO
John D. O'keeffe
KESTRA ADVISORY SERVICES
Fairfield, NJ 07004
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CRD#: 6655395
JO
John Daniel O'keeffeKESTRA ADVISORY SERVICES
Professional summary
John Daniel O'keeffe, who also goes by John D O'keeffe, John D Okeeffe, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Fairfield, New Jersey and KESTRA INVESTMENT SERVICES, LLC located in Fairfield, New Jersey.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. John has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
John D O'keeffe | John D Okeeffe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: O'Keeffe Financial Partners, LLC Investment Related: Yes Address: 100 Passaic Ave Fairfield NJ 07004 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Financial Advisor Start Date: 1/1/2019 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Client service, relationship management, financial planning, investment advisory Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Pkwy, Bldg. 2 Ste. 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 10/13/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Investment Advisory and Financial Planning Name: FAANO FAMILY CO. POSITION: Owner/Operator NATURE: Consulting INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2022 ADDRESS: 8 SCRIBNER PL, WAYNE NJ 07470, United States DESCRIPTION: The sole owner/operator and sole member of the company provides consulting services, as needed, to private companies and individuals which service Military, Law Enforcement & Emergency Service Providers. The owner is a former Marine Officer and maintains value-add expertise, relationships & knowledge in certain components of this industry. This will include communications with individuals related to these businesses and case-by-case needs-based assessment and servicing. All business is conducted outside of market hours. This business does not provide services to any clients of Kestra. Name: CAPITAS FINANCIAL LLC POSITION: Independent Contractor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2023 ADDRESS: 135 Route 202/206, Bedminster NJ 07921, United States DESCRIPTION: Independent contractor for Life Insurance Name: BIG NOSE & COMPANY LLC POSITION: Owner/operator NATURE: Entertainment, Comedy, Snack & Soft Drink Vending INVESTMENT RELATED: No # OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2022 ADDRESS: 8 Scribner Pl, Wayne NJ 07470, United States DESCRIPTION: I buy and place the machines. I buy snack and beverage inventory for the machines as well as maintain the machines. The business also provides entertainment including stand-up comedy performances and podcast appearances by the owner. These performances and appearances are non-investment or finance related. This is an activity that will only be carried out on nights and weekends (outside of market hours) and will only require 2-4 hours of work per week. Name: FIRST FINANCIAL RESOURCES POSITION: Independent contractor for life insurance NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 08/03/2026 ADDRESS: 100 Spectrum Center Dr., Ste. 400, Irvine CA 92618, United States DESCRIPTION: Independent contractor for life insurance
CRS (Client Relationship Summary) - RIA
Click below to view John Daniel O'keeffe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 15, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 100 Passaic Ave, Fairfield, NJ 07004RIA
CRD#: 283330
Fairfield, NJ
Current
October 14, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 100 Passaic Ave, Fairfield, NJ 07004BD
CRD#: 42046
Fairfield, NJ
Past
January 3, 2019 - October 15, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
FAIRFIELD, NJ
Past
January 2, 2019 - October 15, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
FAIRFIELD, NJ
Past
October 13, 2016 - December 13, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW YORK, NY
Past
August 26, 2016 - December 13, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/14/2020)
RR
Connecticut(10/14/2020)
RR
District of Columbia(10/14/2020)
RR
Florida(10/14/2020)
RR
Illinois(3/13/2026)
RR
Iowa(1/13/2026)
RR
Maryland(10/14/2020)
RR
Massachusetts(10/14/2020)
RR
New Jersey(10/14/2020)
IAR
New Jersey(10/15/2020)
RR
New York(10/14/2020)
RR
North Carolina(10/19/2020)
RR
Pennsylvania(4/25/2024)
RR
Rhode Island(5/30/2025)
RR
South Carolina(8/26/2025)
RR
Tennessee(8/13/2025)
RR
Virginia(10/14/2020)
RR
Washington(4/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Loading...
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
