Lance A. Miller

COMPASS WEALTH MANAGEMENT

ATLANTA, GA 30346

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CRD#: 6655370

Professional summary

Lance Alec Miller, who also goes by Lance Miller, is a registered financial advisor currently at COMPASS WEALTH MANAGEMENT, LLC located in Atlanta, Georgia.

Lance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Lance has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lance Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Alec Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2022 - Present

COMPASS WEALTH MANAGEMENT, LLC

Office #1: 115 Perimeter Center Pl Suite 870, Atlanta, GA 30346

RIA

CRD#: 156482

ATLANTA, GA

Past

August 10, 2016 - June 6, 2017

EDWARD JONES

RIA

CRD#: 250

BOGART, GA

Past

July 21, 2016 - June 6, 2017

EDWARD JONES

CRD#: 250

BOGART, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPASS WEALTH MANAGEMENT, LLC

CRD#: 156482 / SEC#: 801-72172

RIA

Registered Investment Advisory firm - (2/14/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(9/16/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/8/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/6/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/21/2016

General Securities Representative Examination

Current Firm

COMPASS WEALTH MANAGEMENT, LLC

CRD#: 156482 / SEC#: 801-72172

RIA

Registered Investment Advisory firm - (2/14/2011 Approved)

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Contact information

Main Address

115 Perimeter Center Pl Suite 870, Atlanta, GA 30346

Mailing Address

Phone number

(678) 619-2364

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMPASS WEALTH MANAGEMENT, LLC BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	761
AUM (Assets Under Management)	$ 267,821,668

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lance A. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Alec Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPASS WEALTH MANAGEMENT, LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

COMPASS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/8/2016

SIE

Date: 6/6/2017

Series 7

Date: 7/21/2016

Current Firm

COMPASS WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPASS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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