Lewis J. Ringham

BLACKTOWER FINANCIAL MANAGEMENT (US) LLC

Naples, FL

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CRD#: 6655032

Professional summary

Lewis Jay Ringham, who also goes by Jay Ringham Lewis, is a registered financial advisor currently at BLACKTOWER FINANCIAL MANAGEMENT (US) LLC located in Naples, Florida.

Lewis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Lewis has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jay Ringham Lewis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Agent with Amerity Financial, LLC - not investment related - position: insurance Agent as an independent contractor, started May 2023 - anticipate 20 hours a month during securities trading hours - responsibilities are as an insurance agent to offer insurance products for a commission

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lewis Jay Ringham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 12, 2023 - Present

BLACKTOWER FINANCIAL MANAGEMENT (US) LLC

RIA

CRD#: 289142

Naples, FL

Past

May 12, 2021 - September 13, 2023

SKYBOUND WEALTH MANAGEMENT USA, LLC

RIA

CRD#: 313358

MIAMI, FL

Past

July 11, 2017 - April 30, 2021

BEACON GLOBAL ADVISOR NETWORK, LLC

RIA

CRD#: 288833

Miami, FL

Past

July 18, 2016 - May 1, 2017

BRITE ADVISORS USA, INC.

RIA

CRD#: 155775

Miami, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKTOWER FINANCIAL MANAGEMENT (US) LLC

CRD#: 289142 / SEC#: 801-111088

RIA

Registered Investment Advisory firm - (9/5/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/17/2023)

IAR

Texas
(5/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/16/2016

Uniform Investment Adviser Law Examination

Current Firm

BLACKTOWER FINANCIAL MANAGEMENT (US) LLC

CRD#: 289142 / SEC#: 801-111088

RIA

Registered Investment Advisory firm - (9/5/2017 Approved)

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Contact information

Main Address

4700 Millenia Boulevard Sute 175, Orlando, FL 32839

Mailing Address

Phone number

+1 (407) 362-7753

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - BLACKTOWER F M (US) LLC (3/20/2025)

Regulatory assets under management

Total Number of Accounts	495
AUM (Assets Under Management)	$ 122,828,254

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lewis J. Ringham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lewis Jay Ringham's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACKTOWER FINANCIAL MANAGEMENT (US) LLC

SKYBOUND WEALTH MANAGEMENT USA, LLC

BEACON GLOBAL ADVISOR NETWORK, LLC

BRITE ADVISORS USA, INC.

Primary Firm SEC Registration

BLACKTOWER FINANCIAL MANAGEMENT (US) LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/16/2016

Current Firm

BLACKTOWER FINANCIAL MANAGEMENT (US) LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACKTOWER FINANCIAL MANAGEMENT (US) LLC

TRUST BUT VERIFY

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