Lowell E. Dever

CHARTER ADVISORY

SLIDELL, LA

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CRD#: 66548

Professional summary

Lowell Emerson Dever JR, who also goes by Lowell E Dever Jr, is a registered financial advisor currently at CHARTER ADVISORY CORPORATION located in Slidell, Louisiana and LPL FINANCIAL LLC located in Lacombe, Louisiana.

Lowell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1970. Lowell has worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lowell E Dever Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lowell Emerson Dever JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2015 - Present

CHARTER ADVISORY CORPORATION

RIA

CRD#: 113390

SLIDELL, LA

Current

September 8, 2009 - Present

LPL FINANCIAL LLC

RIA

CRD#: 6413

LACOMBE, LA

Past

May 13, 2013 - October 2, 2015

BEAM WEALTH ADVISORS, INC.

RIA

CRD#: 109867

COVINGTON, LA

Past

September 8, 2009 - March 27, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

February 10, 2009 - September 8, 2009

MUTUAL SERVICE CORPORATION

RIA

CRD#: 4806

SLIDELL, LA

Past

October 18, 1995 - September 8, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

SLIDELL, LA

Past

January 5, 1989 - October 30, 1995

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

January 28, 1970 - January 18, 1989

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHARTER ADVISORY CORPORATION

CHARTER ADVISORY CORPORATION | FINANCIAL CONSULTANTS & ADVISORY CORPORATION

CRD#: 113390 / SEC#: 801-119736

RIA

Registered Investment Advisory firm - (1/12/2021 Approved)

Indiana

Registered Investment Advisory firm - (2/9/2021 Terminated)

Louisiana

Registered Investment Advisory firm - (2/11/2021 Terminated)

Missouri

Registered Investment Advisory firm - (2/5/2021 Terminated)

Ohio

Registered Investment Advisory firm - (2/5/2021 Terminated)

Texas

Registered Investment Advisory firm - (2/5/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/8/2009)

Arkansas
(2/4/2015)

California
(9/8/2009)

Colorado
(2/17/2011)

Florida
(11/1/2021)

Georgia
(4/1/2019)

Louisiana
(9/8/2009)

IAR

Louisiana
(10/2/2015)

Maine
(1/31/2011)

Maryland
(1/29/2020)

Mississippi
(9/8/2009)

North Carolina
(9/8/2009)

Oregon
(11/2/2021)

Texas
(9/8/2009)

Washington
(10/25/2025)

West Virginia
(4/24/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/25/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 1/24/1970

Registered Representative Examination

SRO Registrations

FINRA

Current Firm

CHARTER ADVISORY CORPORATION

CHARTER ADVISORY CORPORATION | FINANCIAL CONSULTANTS & ADVISORY CORPORATION

CRD#: 113390 / SEC#: 801-119736

RIA

Registered Investment Advisory firm - (1/12/2021 Approved)

Indiana

Registered Investment Advisory firm - (2/9/2021 Terminated)

Louisiana

Registered Investment Advisory firm - (2/11/2021 Terminated)

Missouri

Registered Investment Advisory firm - (2/5/2021 Terminated)

Ohio

Registered Investment Advisory firm - (2/5/2021 Terminated)

Texas

Registered Investment Advisory firm - (2/5/2021 Terminated)

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Contact information

Main Address

250 E. 96th Street Suite 200, Indianapolis, IN 46240

Mailing Address

Phone number

(317) 844-7416

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHARTER WRAP BROCHURE (3/20/2025)

CHARTER ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,002
AUM (Assets Under Management)	$ 366,305,467

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lowell E. Dever

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lowell Emerson Dever JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

BEAM WEALTH ADVISORS, INC.

LPL FINANCIAL LLC

MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

VERAVEST INVESTMENTS, INC.

1717 CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

CHARTER ADVISORY CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 1/25/1990

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 1/24/1970

FINRA

Current Firm

CHARTER ADVISORY CORPORATION

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHARTER ADVISORY CORPORATION

TRUST BUT VERIFY

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