Thomas J. O'neil

ATLANTIC UNION MUNICIPAL ADVISORS,

Glen Allen, VA 23060

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CRD#: 6653652

Professional summary

Thomas James O'neil II, CIMA®, who also goes by Thomas O'neil, is a registered financial advisor currently at ATLANTIC UNION MUNICIPAL ADVISORS, INC located in Glen Allen, Virginia.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Thomas has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas O'neil

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

POSITION: owner NATURE: house rental INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2015 ADDRESS: , richmond VA DESCRIPTION: renting a house

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas James O'neil II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

July 12, 2024 - Present

ATLANTIC UNION MUNICIPAL ADVISORS, INC

Office #1: 4300 Cox Road, Glen Allen, VA 23060

RIA

CRD#: 329425

Glen Allen, VA

Past

October 13, 2021 - December 9, 2022

DIXON, HUBARD, FEINOUR & BROWN, INC.

RIA

CRD#: 110777

RICHMOND, VA

Past

December 12, 2018 - October 13, 2021

OLD DOMINION CAPITAL MANAGEMENT INC.

RIA

CRD#: 105244

Richmond, VA

Past

August 26, 2016 - August 30, 2017

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

Richmond, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATLANTIC UNION MUNICIPAL ADVISORS, INC

CRD#: 329425 / SEC#: 801-129419

RIA

Registered Investment Advisory firm - (1/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(7/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/26/2016

Uniform Investment Adviser Law Examination

Current Firm

ATLANTIC UNION MUNICIPAL ADVISORS, INC

CRD#: 329425 / SEC#: 801-129419

RIA

Registered Investment Advisory firm - (1/26/2024 Approved)

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Contact information

Main Address

4300 Cox Road, Glen Allen, VA 23060

Mailing Address

Phone number

804-802-4955X6055

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

AUMA FORM ADV PART 2 - BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 185,400,813

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas J. O'neil

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas James O'neil II's CRS (Customer Relationship Summary).

Certified licenses

Experience

ATLANTIC UNION MUNICIPAL ADVISORS, INC

DIXON, HUBARD, FEINOUR & BROWN, INC.

OLD DOMINION CAPITAL MANAGEMENT INC.

TRUIST ADVISORY SERVICES, INC.

Primary Firm SEC Registration

ATLANTIC UNION MUNICIPAL ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/26/2016

Current Firm

ATLANTIC UNION MUNICIPAL ADVISORS, INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATLANTIC UNION MUNICIPAL ADVISORS, INC

TRUST BUT VERIFY

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