MB
Matthew L. Biggs
KESTRA ADVISORY SERVICES
Dover, DE 19904
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CRD#: 6653645
MB
Professional summary
Matthew Lee Biggs, who also goes by Matt Biggs, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Dover, Delaware and KESTRA INVESTMENT SERVICES, LLC located in Dover, Delaware.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Matthew has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matt Biggs
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Crawford Financial Services Investment Related: Yes Address: 230 Beiser Boulevard, Suite 201 Dover DE 19904 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Registered Field Assistant; Insurance Posi: Wealth Strategist/Agent/Registered Assistant Start Date: 6/2/2021 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Assist Registered Representative and Agent with services offered. Name: Kestra Advisory Services, LLC Inv Rel: Yes Address: 5707 Southwest Parkway, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC Posi: Wealth Strategist/Registered Assistant Start Date: 6/2/2021 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Assist Investment Advisor Representative with advisory services offered. Name: THE COMMITTE ON FINANCE AND AUDIT FOR THE MOST WORSHIPFUL GRAND LODGE OF A.F.&A.M. OF DELAWARE POSITION: Committee Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 818 N. Market Street, Third Floor, Wilmington DE 19801, United States DESCRIPTION: As an appointed member of The Committe on Finance and Audit, I will serve for five years along with four other regular members. The committee shall also audit the accounts of the Grand Secretary and Grand Treasurer. This committee does not audit the organization's investment accounts. Such duties are the responsibility of a separate committee.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Lee Biggs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 8, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 230 Beiser Blvd. 201, Dover, DE 19904RIA
CRD#: 283330
Dover, DE
Current
June 8, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 230 Beiser Blvd. 201, Dover, DE 19904BD
CRD#: 42046
Dover, DE
Past
November 13, 2017 - June 9, 2021
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
DOVER, DE
Past
May 27, 2016 - June 9, 2021
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
DOVER, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(6/8/2021)
IAR
Delaware(6/8/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/10/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
