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Matthew Lee Biggs

KESTRA ADVISORY SERVICES
Dover, DE
·CRD# 6653645·10 years experience

Professional Summary

Matthew Lee Biggs, who also goes by Matt Biggs, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Dover, Delaware and KESTRA INVESTMENT SERVICES, LLC located in Dover, Delaware. Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Matthew has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matt Biggs

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

KESTRA ADVISORY SERVICES, LLC·CRD# 283330
RIA
230 Beiser Blvd. 201, Dover, DE 19904
June 8, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
230 Beiser Blvd. 201, Dover, DE 19904
June 8, 2021 - Present
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
RIA
Dover, DE
November 13, 2017 - June 9, 2021
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
BD
Dover, DE
May 27, 2016 - June 9, 2021

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Current Firm

KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

Contact Information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Phone Number

(844) 553-7872

# of Employees

1,359

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

192,439

AUM (Assets Under Management)

$79,798,091,767

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025Cover PageReport
12/23/2024Cover PageReport
10/20/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Crawford Financial Services Investment Related: Yes Address: 230 Beiser Boulevard, Suite 201 Dover DE 19904 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Registered Field Assistant; Insurance Posi: Wealth Strategist/Agent/Registered Assistant Start Date: 6/2/2021 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Assist Registered Representative and Agent with services offered. Name: Kestra Advisory Services, LLC Inv Rel: Yes Address: 5707 Southwest Parkway, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC Posi: Wealth Strategist/Registered Assistant Start Date: 6/2/2021 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Assist Investment Advisor Representative with advisory services offered. Name: THE COMMITTE ON FINANCE AND AUDIT FOR THE MOST WORSHIPFUL GRAND LODGE OF A.F.&A.M. OF DELAWARE POSITION: Committee Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2025 ADDRESS: 818 N. Market Street, Third Floor, Wilmington DE 19801, United States DESCRIPTION: As an appointed member of The Committe on Finance and Audit, I will serve for five years along with four other regular members. The committee shall also audit the accounts of the Grand Secretary and Grand Treasurer. This committee does not audit the organization's investment accounts. Such duties are the responsibility of a separate committee.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Delaware
(6/8/2021)
IAR
Delaware
(6/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2017About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2016About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jul 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 2016About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Matthew Lee Biggs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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