James N. Sarandis

CABIN ADVISORS

Mesquite, TX

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CRD#: 6653637

Professional summary

James Nicholas Sarandis, who also goes by James Sarandis, is a registered financial advisor currently at CABIN ADVISORS, LLC located in Mesquite, Texas and CABIN SECURITIES, INC. located in Overland Park, Kansas.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. James has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Sarandis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Arno Wealth, LLC; investment related, tax and financial planning services; Rockwall TX 75223 Partner; Start: 12/01/2020; All securities at Arno executed and supervised by Cabin Securities, Inc Member FINRA; All advisory activity supervised through Cabin Advisors LLC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Nicholas Sarandis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 29, 2025 - Present

CABIN ADVISORS, LLC

RIA

CRD#: 312547

Mesquite, TX

Current

April 1, 2025 - Present

CABIN SECURITIES, INC.

Office #1: 6240 W 135th Street Suite 214, Overland Park, KS 66223

CRD#: 137608

Overland Park, KS

Past

February 5, 2021 - May 1, 2025

ARETE WEALTH ADVISORS, LLC

RIA

CRD#: 145488

Rockwell, TX

Past

February 5, 2021 - May 1, 2025

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

CHICAGO, IL

Past

January 8, 2018 - September 9, 2020

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

DALLAS, TX

Past

January 4, 2018 - September 9, 2020

PARK AVENUE SECURITIES LLC

CRD#: 46173

DALLAS, TX

Past

November 2, 2017 - January 4, 2018

LEVEL FOUR ADVISORY SERVICES

RIA

CRD#: 134086

Plano, TX

Past

September 15, 2017 - January 10, 2018

LPL FINANCIAL LLC

CRD#: 6413

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CABIN ADVISORS, LLC

CRD#: 312547 / SEC#: 801-132884

RIA

Registered Investment Advisory firm - (5/29/2025 Approved)

Arizona

Registered Investment Advisory firm - (5/30/2025 Terminated)

California

Registered Investment Advisory firm - (6/29/2025 Terminated)

Indiana

Registered Investment Advisory firm - (6/2/2025 Terminated)

Iowa

Registered Investment Advisory firm - (6/3/2025 Terminated)

Kansas

Registered Investment Advisory firm - (5/30/2025 Terminated)

Tennessee

Registered Investment Advisory firm - (5/30/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(4/1/2025)

IAR

Texas
(5/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/14/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/15/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CABIN ADVISORS, LLC

CRD#: 312547 / SEC#: 801-132884

RIA

Registered Investment Advisory firm - (5/29/2025 Approved)

Arizona

Registered Investment Advisory firm - (5/30/2025 Terminated)

California

Registered Investment Advisory firm - (6/29/2025 Terminated)

Indiana

Registered Investment Advisory firm - (6/2/2025 Terminated)

Iowa

Registered Investment Advisory firm - (6/3/2025 Terminated)

Kansas

Registered Investment Advisory firm - (5/30/2025 Terminated)

Tennessee

Registered Investment Advisory firm - (5/30/2025 Terminated)

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Contact information

Main Address

6240 W. 135th Street Suite 214, Overland Park, KS 66223

Mailing Address

Phone number

(913) 933-3351

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LOUVIERE STERLING 2B 2025-10 (10/27/2025)

FORM ADV 2B BROCHURE CHRISTOPHER WOOD (10/13/2025)

CABIN ADVISORS ADV FORM 2 BROCHURE DATED 01-24-2024 (6/6/2025)

MARK ATCHITY FORM ADV BROCHURE (6/6/2025)

WM. BRIAN CANDLER - FORM ADV PART 2B (6/6/2025)

CHARIPAR, ANDREW ADV 2B BROCHURE (6/6/2025)

BILLY AYCOCK BROCHURE ADV2B (6/6/2025)

VINCE NELSON ADV 2B BROCHURE (4/28/2025)

LOGAN COX ADV 2B BROCHURE (4/28/2025)

JAMES SARANDIS ADV 2B BROCHURE (4/28/2025)

BORLEIS, WILLIAM (4/25/2025)

CHRIS PICCIURRO BROCHURE 2B (3/31/2025)

STEINBERG, LARRY CABIN 2B 2022-11 (3/31/2025)

KYLE KLINGER 2B (3/31/2025)

NATE HAMIL 2B BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	561
AUM (Assets Under Management)	$ 133,637,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James N. Sarandis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Nicholas Sarandis's CRS (Customer Relationship Summary).

Certified licenses

Experience

CABIN SECURITIES, INC.

ARETE WEALTH ADVISORS, LLC

ARETE WEALTH MANAGEMENT, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

LEVEL FOUR ADVISORY SERVICES

LPL FINANCIAL LLC

Primary Firm SEC Registration

CABIN ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/14/2017

SIE

Date: 10/1/2018

Series 7

Date: 9/15/2017

FINRA

Current Firm

CABIN ADVISORS, LLC

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CABIN ADVISORS, LLC

TRUST BUT VERIFY

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