Eugene B. Deveney
Professional summary
Eugene Bernard Deveney was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Eugene is a previously registered financial professional and started their career in finance in 1970. Prior to being barred, Eugene had worked at 9 firms, which includes FINANCIAL SQUARE PARTNERS, SBC WARBURG DILLON READ INC., CANTOR FITZGERALD & CO., HERITAGE INVESTMENT SECURITIES INC., JOHN MUIR & CO., LEHMAN BROTHERS KUHN LOEB INCORPORATED, LEHMAN BROTHERS INCORPORATED, SHIELDS MODEL ROLAND INCORPORATED, J.P. MORGAN SECURITIES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 1986 - September 21, 1992
FINANCIAL SQUARE PARTNERS
May 7, 1982 - January 18, 1985
SBC WARBURG DILLON READ INC.
March 9, 1982 - May 10, 1982
CANTOR FITZGERALD & CO.
August 11, 1980 - January 15, 1982
HERITAGE INVESTMENT SECURITIES INC.
June 19, 1979 - October 2, 1980
JOHN MUIR & CO.
February 22, 1978 - July 14, 1979
LEHMAN BROTHERS KUHN LOEB INCORPORATED
June 13, 1977 - February 22, 1978
LEHMAN BROTHERS INCORPORATED
September 21, 1976 - May 14, 1977
SHIELDS MODEL ROLAND INCORPORATED
July 23, 1970 - October 13, 1976
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 11/23/1964
Registered Representative ExaminationSeries 40
Date: 1/26/1976
Registered Principal ExaminationCurrent Firm
FINANCIAL SQUARE PARTNERS
CRD#: 1541 / SEC#: , 8-1682
Contact information
Documents
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