Jason L. Conklin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Leroy Conklin was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2016. Jason had worked at 4 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2023 - July 11, 2025
RM SECURITIES, LLC
June 28, 2017 - August 4, 2020
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
August 1, 2016 - June 21, 2017
TD AMERITRADE, INC.
August 1, 2016 - June 21, 2017
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 13, 2016 - June 21, 2017
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationCurrent Firm
RM SECURITIES, LLC
CRD#: 323671 / SEC#: , 8-70996
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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