John M. Sheffield
Professional summary
John Michael Sheffield is a registered financial advisor currently at THE CAPROCK GROUP, LLC located in Austin, Texas.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. John has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Michael Sheffield's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2023 - Present
THE CAPROCK GROUP, LLC
Office #1: 1607 Nueces Street, Austin, TX 78701Primary Firm SEC Registration
THE CAPROCK GROUP, LLC
CRD#: 124272 / SEC#: 801-61642
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/28/2023)
Current Firm
THE CAPROCK GROUP, LLC
CRD#: 124272 / SEC#: 801-61642
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 408 |
| AUM (Assets Under Management) | $ 10,149,325,042 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/17/2025 | ||
| 01/28/2025 | ||
| 10/26/2023 |
Red Flags
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