Michelle Tran

NORTH RIDGE

Beaverton, OR 97008

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CRD#: 6652706

Professional summary

Michelle Tran, who also goes by Michelle Pham Tran, is a registered financial advisor currently at NORTH RIDGE located in Beaverton, Oregon.

Michelle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Michelle has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michelle Pham Tran

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SINGLE POINT FINANCIAL ADVISORS POSITION: Associate Financial Advisor NATURE: Advisory - SAA INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 07/19/2022 ADDRESS: 4905 SW Griffith Circle, Suite 105, Beaverton OR 97005, United States DESCRIPTION: Financial / Associate Financial Advisor

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michelle Tran's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2025 - Present

NORTH RIDGE

Office #1: 8285 Sw Nimbus Avenue Suite 155, Beaverton, OR 97008

RIA

CRD#: 157516

Beaverton, OR

Past

June 14, 2024 - March 19, 2025

OSAIC WEALTH, INC.

RIA

CRD#: 23131

BEAVERTON, OR

Past

June 14, 2024 - March 19, 2025

OSAIC WEALTH, INC.

CRD#: 23131

BEAVERTON, OR

Past

July 29, 2022 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

BEAVERTON, OR

Past

July 22, 2022 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

BEAVERTON, OR

Past

January 14, 2022 - June 17, 2022

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

LAKE OSWEGO, OR

Past

January 12, 2022 - June 17, 2022

PRINCIPAL SECURITIES, INC.

CRD#: 1137

LAKE OSWEGO, OR

Past

January 29, 2019 - August 5, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

CLACKAMAS, OR

Past

January 22, 2018 - August 5, 2020

LPL FINANCIAL LLC

CRD#: 6413

CLACKAMAS, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTH RIDGE

NORTH RIDGE | NORTH RIDGE WEALTH ADVISORS, INC.

CRD#: 157516 / SEC#: 801-121589

RIA

Registered Investment Advisory firm - (6/24/2021 Approved)

Oregon

Registered Investment Advisory firm - (8/6/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/29/2021 Terminated)

Washington

Registered Investment Advisory firm - (7/29/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/20/2025)

IAR

Oregon
(3/18/2025)

IAR

Texas
(3/19/2025)

IAR

Washington
(3/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/25/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/2018

General Securities Representative Examination

Current Firm

NORTH RIDGE

NORTH RIDGE | NORTH RIDGE WEALTH ADVISORS, INC.

CRD#: 157516 / SEC#: 801-121589

RIA

Registered Investment Advisory firm - (6/24/2021 Approved)

Oregon

Registered Investment Advisory firm - (8/6/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/29/2021 Terminated)

Washington

Registered Investment Advisory firm - (7/29/2021 Terminated)

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Contact information

Main Address

8285 Sw Nimbus Avenue Suite 155, Beaverton, OR 97008

Mailing Address

Phone number

(503) 206-8784

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORTH RIDGE FORM ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	562
AUM (Assets Under Management)	$ 180,377,613

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michelle Tran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michelle Tran's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

NORTH RIDGE

State Registrations and Notice Filings

Exams

Series 66

Date: 1/25/2019

SIE

Date: 10/1/2018

Series 7

Date: 1/21/2018

Current Firm

NORTH RIDGE

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTH RIDGE

TRUST BUT VERIFY

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