Damon A. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Damon Anthony Williams JR, who also goes by Damon Anthony Williams Jr, Damon Williams, Damon Anthony Williams, was a registered financial professional .
Damon is a previously registered financial professional and started their career in finance in 2017. Damon had worked at 2 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2024 - October 8, 2024
ASSETMARK BROKERAGE, LLC
May 9, 2017 - November 13, 2020
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 6TO
Date: 3/25/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
ASSETMARK BROKERAGE, LLC
CRD#: 169804 / SEC#: , 8-69391
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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