Nathan R. Bailey

CONRAD SIEGEL INVESTMENT ADVISORS

Harrisburg, PA 17110

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CRD#: 6652610

Professional summary

Nathan Randolph Bailey, who also goes by Nathan Bailey, is a registered financial advisor currently at CONRAD SIEGEL INVESTMENT ADVISORS located in Harrisburg, Pennsylvania.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Nathan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nathan Bailey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Randolph Bailey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2021 - Present

CONRAD SIEGEL INVESTMENT ADVISORS

Office #1: 501 Corporate Circle, Harrisburg, PA 17110

RIA

CRD#: 123560

Harrisburg, PA

Past

March 9, 2021 - June 2, 2021

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

MECHANICSBURG, PA

Past

March 9, 2021 - June 2, 2021

CITIZENS SECURITIES, INC.

CRD#: 39550

MECHANICSBURG, PA

Past

October 3, 2019 - December 23, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

GREENSBURG, PA

Past

October 3, 2019 - December 23, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

GREENSBURG, PA

Past

February 26, 2019 - September 23, 2019

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

TURTLE CREEK, PA

Past

February 26, 2019 - September 23, 2019

CITIZENS SECURITIES, INC.

CRD#: 39550

TURTLE CREEK, PA

Past

August 10, 2018 - January 17, 2019

MML INVESTORS SERVICES, LLC

CRD#: 10409

MECHANICSBURG, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONRAD SIEGEL INVESTMENT ADVISORS

CMS INVESTMENT ADVISORS INC. | CONRAD SIEGEL INVESTMENT ADVISORS, INC. | CONRAD SIEGEL INVESTMENT ADVISORS | CMS INVESTMENT ADVISORS, INC.

CRD#: 123560 / SEC#: 801-62505

RIA

Registered Investment Advisory firm - (11/14/2003 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/5/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/8/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/10/2018

General Securities Representative Examination

Current Firm

CONRAD SIEGEL INVESTMENT ADVISORS

CMS INVESTMENT ADVISORS INC. | CONRAD SIEGEL INVESTMENT ADVISORS, INC. | CONRAD SIEGEL INVESTMENT ADVISORS | CMS INVESTMENT ADVISORS, INC.

CRD#: 123560 / SEC#: 801-62505

RIA

Registered Investment Advisory firm - (11/14/2003 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/5/2003 Terminated)

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Contact information

Main Address

501 Corporate Circle, Harrisburg, PA 17110

Mailing Address

Phone number

(717) 652-5633

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR CONRAD SIEGEL INVESTMENT ADVISORS, INC. (9/25/2025)

Regulatory assets under management

Total Number of Accounts	1,085
AUM (Assets Under Management)	$ 10,118,593,493

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nathan R. Bailey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Randolph Bailey's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

CONRAD SIEGEL INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 2/8/2019

SIE

Date: 10/1/2018

Series 7

Date: 8/10/2018

Current Firm

CONRAD SIEGEL INVESTMENT ADVISORS

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONRAD SIEGEL INVESTMENT ADVISORS

TRUST BUT VERIFY

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