Pierre J. Devegh

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CRD#: 66526

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Pierre Jay Devegh was a registered financial professional .

Pierre is a previously registered financial professional and started their career in finance in 1970. Pierre had worked at 6 firms and has passed the Series 65, Series 63, Series 18 and Series 00 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 7, 2004 - January 2, 2026

CARRET ASSET MANAGEMENT, LLC

RIA

CRD#: 131445

NEW YORK, NY

Past

July 17, 1995 - June 3, 2004

CARRET AND COMPANY, LLC.

RIA

CRD#: 113626

NEW YORK, NY

Past

April 7, 1995 - August 2, 2007

BREAN CAPITAL, LLC

CRD#: 23723

NEW YORK, NY

Past

February 27, 1980 - December 21, 1994

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

October 22, 1979 - February 27, 1980

MORGAN STANLEY & CO., INCORPORATED

CRD#: 5203

Past

December 2, 1970 - December 9, 1971

JOHN M BLEWER INC

CRD#: 1000001

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARRET ASSET MANAGEMENT, LLC

CRD#: 131445 / SEC#: 801-63093

RIA

Registered Investment Advisory firm - (5/17/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/4/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/10/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 18

Date: 10/12/1979

Securities Industry Rules and Regulations Examination

Principal/Supervisory Exam

Series 00

Date: 11/23/1970

General Securities Principal Examination

Current Firm

CARRET ASSET MANAGEMENT, LLC

CRD#: 131445 / SEC#: 801-63093

RIA

Registered Investment Advisory firm - (5/17/2004 Approved)

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Contact information

Main Address

360 Madison Avenue 20th Floor, New York, NY 10017

Mailing Address

Phone number

(212) 593-3800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CARRET ASSET MANAGEMENT LLC FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,588
AUM (Assets Under Management)	$ 3,232,347,470

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/27/2025	Cover Page	Report
10/25/2024	Cover Page	Report
12/21/2023	Cover Page	Report
11/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Pierre J. Devegh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CARRET ASSET MANAGEMENT, LLC

CARRET AND COMPANY, LLC.

BREAN CAPITAL, LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO., INCORPORATED

JOHN M BLEWER INC

Primary Firm SEC Registration

CARRET ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/4/1992

Series 63

Date: 2/10/1981

Series 18

Date: 10/12/1979

Series 00

Date: 11/23/1970

Current Firm

CARRET ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CARRET ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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