Rhody P. Heller
Professional summary
Rhody Patrick Orion Heller, who also goes by Rhody Patrick Orion Heller, is a registered financial professional currently at Q ADVISORS LLC located in Denver, Colorado.
Rhody is registered as a RR (Registered Representative) and started their career in finance in 2016. Rhody has worked at 6 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rhody Patrick Orion Heller's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 11, 2023 - Present
Q ADVISORS LLC
Office #1: 999 18th Street Suite 2015, Denver, CO 80202July 30, 2021 - January 26, 2023
TRUIST SECURITIES, INC.
October 8, 2019 - July 25, 2021
CDX ADVISORS
February 22, 2019 - October 7, 2019
BA SECURITIES, LLC
June 7, 2017 - February 22, 2019
PURSUIT MERCHANT SECURITIES LLC
August 22, 2016 - April 27, 2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 9, 2016 - April 27, 2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2023)
(5/11/2023)
Exams
Series 79TO
Date: 11/15/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
Q ADVISORS LLC
CRD#: 127232 / SEC#: , 8-65975
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
