Michael S. Miller
Professional summary
Michael Steven Miller II, CFP®, who also goes by Michael Steven Miller II, Michael Steven Miller, is a registered financial advisor currently at RKL PRIVATE WEALTH located in York, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Michael has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Steven Miller II's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2021
Experience
May 12, 2026 - Present
RKL PRIVATE WEALTH
Office #1: 3501 Concord Road, York, PA 17402April 1, 2019 - May 16, 2026
CHARLES SCHWAB & CO., INC.
February 5, 2019 - May 16, 2026
CHARLES SCHWAB & CO., INC.
August 25, 2016 - November 13, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
RKL PRIVATE WEALTH
CRD#: 122693 / SEC#: 801-66968
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/12/2026)
Exams
Series 7TO
Date: 2/21/2019
General Securities Representative ExaminationCurrent Firm
RKL PRIVATE WEALTH
CRD#: 122693 / SEC#: 801-66968
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,090 |
| AUM (Assets Under Management) | $ 2,128,225,509 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2025 | ||
| 11/22/2024 | ||
| 01/02/2024 |
Red Flags
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