Mitchell D. Baker
Professional summary
Mitchell David Baker, who also goes by Mitchell David Baker, is a registered financial professional currently at CENTERVIEW PARTNERS LLC located in New York, New York.
Mitchell is registered as a RR (Registered Representative) and started their career in finance in 2022. Mitchell has worked at 2 firms and has passed the Series 79TO, SIE and Series 57TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mitchell David Baker's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 7, 2025 - Present
CENTERVIEW PARTNERS LLC
Office #1: 31 West 52nd Street 22nd Floor, New York, NY 10019May 11, 2022 - June 14, 2023
DRW SECURITIES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 8/7/2025
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 5/11/2022
Securities Trader ExamFINRA
Current Firm
CENTERVIEW PARTNERS LLC
CRD#: 133796 / SEC#: , 8-66774
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CENTERVIEW PARTNERS ADVISORY HOLDINGS LLC | MANAGING MEMBER | |
| EFFRON, BLAIR WAYNE | PARTNER | 1532642 |
| HARTMAN, ALAN PHILIP | PARTNER | 2595280 |
| KOSOWSKY, AMANDA LENORE | CHIEF COMPLIANCE OFFICER | 6639399 |
| PRUZAN, ROBERT ALAN | PARTNER | 2018542 |
| ROBINSON, MARK JASON | PARTNER | 2394581 |
| VICARI, JEANNE | FINOP & CHIEF FINANCIAL OFFICER | 1975263 |
Red Flags
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