AG
Alfonso P. Guerriero
FORTIS GROUP ADVISORS LLC
MANASQUAN, NJ 08736
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CRD#: 6651272
AG
Professional summary
Alfonso Pio Guerriero III, who also goes by Alfonso Pio Guerriero III, is a registered financial advisor currently at FORTIS GROUP ADVISORS LLC located in Manasquan, New Jersey and LPL FINANCIAL LLC located in Manasquan, New Jersey.
Alfonso is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Alfonso has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alfonso Pio Guerriero Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 8/28/2019 - Fortis Group Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin. - Started 08/12/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Fortis Group Advisors, an independent investment advisor firm. I started this business activity in 08/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 3/23/2021 - Fortis Agency - Not Investment Related - 101 Crawford Corner Rd. Suite 1432 Holmdel, NJ 07733 - Outside/W-2 Employment - Started 11/02/2020 - 30 Hours Per Month/3 Hours During Securities Trading - Perform admin duties for the partners of the firm. 3. 05/23/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Other - Notary Public - Start Date - 05/18/2022 - 0 Hours Per Month/ 0 Hours During Securities Trading - Notary. 4. 03/26/2024 - Silver Bay Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2024 - 40 Hours Per Month/8 Hours During Securities Trading. 5. 10/28/2024 - Sebak and Monner Associates CPA - Investment Related - 101 Crawfords Corner Road, Suite 4125, Holmdel, NJ 07733 - Outside/W-2 Employment - Start Date 01/01/2024 - 114 Hours Per Month/ 5 Hours During Securities Trading. 6. 02/03/2025- The Fortis Agency- Non-Variable Insurance - Producer- Investment Related - At Reported Business Location(s) - Start Date 02/07/2025- 1 hour per month/ 0 hours during trading
CRS (Client Relationship Summary) - RIA
Click below to view Alfonso Pio Guerriero III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 24, 2024 - Present
FORTIS GROUP ADVISORS LLC
Office #1: 56 Union Ave Suite 3, Manasquan, NJ 08736RIA
CRD#: 290427
MANASQUAN, NJ
Current
July 26, 2019 - Present
LPL FINANCIAL LLC
Office #1: 56 Union Ave Suite 3, Manasquan, NJ 08736RIA
BD
CRD#: 6413
Manasquan, NJ
Past
August 22, 2016 - June 14, 2019
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
ISELIN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FG
FORTIS GROUP ADVISORS LLC
BLAKE HAHN FINANCIAL GROUP | VISION WEALTH ADVISORY | THE PRIVATE CLIENT ADVISORY GROUP | SOUTHERN OAKS FINANCIAL | SILVER BAY FINANCIAL LLC | RAMPINO WEALTH MANAGEMENT | MGK WEALTH MANAGEMENT LLC | KALINA FINANCIAL SERVICES | INVEST FOR A LIFETIME, LLC | FORTIS WEALTH GROUP, LLC | FORTIS GROUP LLC | FORTIS GROUP ADVISORS LLC | EDWARD A. NAPHOR WEALTH SERVICES, LLC | DYNAMIC WEALTH CONSULTING, LLC | DENALI WEALTH MANAGEMENT | CORNERSTONE ASSET MANAGEMENT | CHRISTOPHER EDWARDS FINANCIAL ASSOCIATES, LLP
CRD#: 290427 / SEC#: 801-112236
RIA
Registered Investment Advisory firm - (1/2/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(7/26/2019)
IAR
New Jersey(9/24/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/27/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FG
FORTIS GROUP ADVISORS LLC
BLAKE HAHN FINANCIAL GROUP | VISION WEALTH ADVISORY | THE PRIVATE CLIENT ADVISORY GROUP | SOUTHERN OAKS FINANCIAL | SILVER BAY FINANCIAL LLC | RAMPINO WEALTH MANAGEMENT | MGK WEALTH MANAGEMENT LLC | KALINA FINANCIAL SERVICES | INVEST FOR A LIFETIME, LLC | FORTIS WEALTH GROUP, LLC | FORTIS GROUP LLC | FORTIS GROUP ADVISORS LLC | EDWARD A. NAPHOR WEALTH SERVICES, LLC | DYNAMIC WEALTH CONSULTING, LLC | DENALI WEALTH MANAGEMENT | CORNERSTONE ASSET MANAGEMENT | CHRISTOPHER EDWARDS FINANCIAL ASSOCIATES, LLP
CRD#: 290427 / SEC#: 801-112236
RIA
Registered Investment Advisory firm - (1/2/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
345 Kinderkamack Road, Suite B, Westwood, NJ 07675
Mailing Address
Phone number
(201) 383-0630
Established
Firm type
Fiscal year end
# of Employees
39
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,733 |
| AUM (Assets Under Management) | $ 799,559,515 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FORTIS GROUP ADVISORS LLC
CRD#: 290427Manasquan, NJ 08736TRUST BUT VERIFY
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