AB
Adam J. Brandvold
THRIVENT INVESTMENT MANAGEMENT
Valley City, ND 58072
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CRD#: 6651228
AB
Professional summary
Adam James Brandvold is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Valley City, North Dakota.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Adam has worked at 1 firm and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BRANDVOLD FARMS POSITION: Owner NATURE: Ranching - Looking to buy some cattle.Kept at my home farm. Would feed, water, hay, calve, and sell.going to buy 2-5 INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: 5438 116th Ave SE, Kathryn ND 58049, United States DESCRIPTION: Fence, haying, feed, bed, calve, and then would sell.Farmhand duties NORTHLAND TOWNSHIP POSITION: Board member NATURE: Small township that I live in needs board members. Not very many live in this township and i will be elected as a board member if able along with 3 others. We will focus on keeping the township in good shape. Roads, ditches maintained, sounding board for people to call with issues and so on INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/11/2024 ADDRESS: 5438 116th ave se, Kathryn ND 58049, United States DESCRIPTION: check and keep roads maintained, make sure road signs are in good order, culverts and flow of water where needed is good. be a person to call if there is issues.
CRS (Client Relationship Summary) - RIA
Click below to view Adam James Brandvold's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Adam James Brandvold's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 22, 2025 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 213 Central Ave N, Valley City, ND 58072Office #2: 118 6th St N, Wahpeton, ND 58075RIA
BD
CRD#: 18387
Valley City, ND
Current
October 28, 2016 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 213 Central Ave N, Valley City, ND 58072Office #2: 118 6th St N, Wahpeton, ND 58075RIA
BD
CRD#: 18387
Valley City, ND
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(12/16/2016)
RR
North Carolina(11/4/2022)
RR
North Dakota(11/23/2016)
IAR
North Dakota(10/22/2025)
RR
South Dakota(5/15/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Valley City, ND 58072TRUST BUT VERIFY
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