Zachary S. Mcconville
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zachary Stephen Mcconville, who also goes by Zachary Mcconville, Zach Mcconville, Zachary S Mcconville, Zachary Stephen Mcconville, was a registered financial professional .
Zachary is a previously registered financial professional and started their career in finance in 2017. Zachary had worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2025 - May 28, 2026
VANGUARD ADVISERS, INC.
December 2, 2025 - May 28, 2026
VANGUARD MARKETING CORPORATION
September 30, 2024 - September 3, 2025
MORGAN STANLEY
September 30, 2024 - September 3, 2025
MORGAN STANLEY
March 5, 2024 - October 1, 2024
TRANSAMERICA RETIREMENT ADVISORS, LLC
February 26, 2024 - October 1, 2024
TRANSAMERICA INVESTORS SECURITIES, LLC
April 26, 2022 - September 7, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
April 4, 2022 - September 7, 2023
FIDELITY BROKERAGE SERVICES LLC
July 16, 2021 - March 7, 2022
VANGUARD ADVISERS, INC.
February 8, 2017 - March 7, 2022
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/23/2021
General Securities Representative ExaminationCurrent Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
