Jason Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Jones, who also goes by Jason A Jones, Jason Alexander Jones, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2016. Jason had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2022 - September 30, 2022
ALLSTATE FINANCIAL SERVICES, LLC
February 10, 2022 - September 30, 2022
ALLSTATE FINANCIAL ADVISORS, LLC
February 25, 2020 - December 1, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
February 20, 2020 - November 30, 2020
FIDELITY BROKERAGE SERVICES LLC
November 18, 2019 - February 12, 2020
MML INVESTORS SERVICES, LLC
November 15, 2019 - February 12, 2020
MML INVESTORS SERVICES, LLC
August 12, 2019 - October 23, 2019
WEALTHFOLIO FINANCIAL PLANNING, LLC
August 20, 2018 - August 13, 2019
BROOKSTONE CAPITAL MANAGEMENT LLC
January 2, 2018 - July 30, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 2, 2018 - July 30, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 4, 2016 - December 12, 2017
EDWARD JONES
August 8, 2016 - December 12, 2017
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
