Richard S. Dombrowski

RIGDEN CAPITAL STRATEGIES

Erie, PA 16506

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CRD#: 6650279

Professional summary

Richard Stanley Dombrowski is a registered financial advisor currently at RIGDEN CAPITAL STRATEGIES located in Erie, Pennsylvania.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Richard has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Stanley Dombrowski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 9, 2025 - Present

RIGDEN CAPITAL STRATEGIES

Office #1: 2800 W 21st St. Suite 109, Erie, PA 16506

RIA

CRD#: 326930

Erie, PA

Past

September 14, 2020 - June 12, 2025

RISEMINT

RIA

CRD#: 289567

EVERGREEN, CO

Past

February 27, 2018 - April 28, 2020

TD AMERITRADE, INC.

RIA

CRD#: 7870

ERIE, PA

Past

February 26, 2018 - April 28, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Erie, PA

Past

February 26, 2018 - April 28, 2020

TD AMERITRADE, INC.

CRD#: 7870

ERIE, PA

Past

September 26, 2016 - February 26, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

August 17, 2016 - February 26, 2018

SCOTTRADE, INC.

CRD#: 8206

ERIE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIGDEN CAPITAL STRATEGIES

RIGDEN CAPITAL | RIGDEN ENTERPRISES | RIGDEN CAPITAL STRATEGIES

CRD#: 326930 / SEC#: 801-132101

RIA

Registered Investment Advisory firm - (3/6/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/26/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/2016

General Securities Representative Examination

Current Firm

RIGDEN CAPITAL STRATEGIES

RIGDEN CAPITAL | RIGDEN ENTERPRISES | RIGDEN CAPITAL STRATEGIES

CRD#: 326930 / SEC#: 801-132101

RIA

Registered Investment Advisory firm - (3/6/2025 Approved)

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Contact information

Main Address

4600 S Syracuse St 9th Floor, Denver, CO 80237

Mailing Address

Phone number

(303) 351-1618

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B (7/1/2025)

Regulatory assets under management

Total Number of Accounts	578
AUM (Assets Under Management)	$ 104,069,908

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard S. Dombrowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Stanley Dombrowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

RISEMINT

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

Primary Firm SEC Registration

RIGDEN CAPITAL STRATEGIES

State Registrations and Notice Filings

Exams

Series 66

Date: 9/26/2016

SIE

Date: 10/1/2018

Series 7

Date: 8/17/2016

Current Firm

RIGDEN CAPITAL STRATEGIES

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIGDEN CAPITAL STRATEGIES

TRUST BUT VERIFY

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