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MK

Marc A Kurzberg

CITIZENS SECURITIES

BRAINTREE, MA

·CRD# 6649634·3 years experience

Professional Summary

Marc A Kurzberg, who also goes by Marc Adam Kurzberg, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Braintree, Massachusetts. Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Marc has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Marc Adam Kurzberg

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

CITIZENS SECURITIES, INC.·CRD# 39550

RIA

BD

1. 310 Grove Street, Braintree, MA 021842. 11 Fearing Road Ms: Ma-626, Hingham, MA 020433. 700 Middle Street, East Weymouth, MA 02188

June 29, 2026 - Present

CITIZENS SECURITIES, INC.·CRD# 39550

RIA

BD

1. 310 Grove Street, Braintree, MA 021842. 11 Fearing Road Ms: Ma-626, Hingham, MA 020433. 700 Middle Street, East Weymouth, MA 02188

June 29, 2026 - Present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691

RIA

Braintree, MA

April 11, 2025 - July 10, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691

BD

Braintree, MA

March 3, 2025 - July 10, 2026

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Current Firm

CS

CITIZENS SECURITIES, INC.

CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES

CRD#: 39550 / SEC#: 801-61902, 8-48744

RIA

Registered Investment Advisory firm - SEC (3/27/2003 Approved)

Connecticut

Registered Investment Advisory firm - SEC (4/10/2003 Terminated)

Florida

Registered Investment Advisory firm - SEC (4/10/2003 Terminated)

Maine

Registered Investment Advisory firm - SEC (4/14/2003 Terminated)

New Hampshire

Registered Investment Advisory firm - SEC (4/10/2003 Terminated)

New York

Registered Investment Advisory firm - SEC (3/31/2002 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (5/8/2003 Terminated)

Vermont

Registered Investment Advisory firm - SEC (4/28/2003 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

One Citizens Bank Way Jcb135, Johnston, RI 02919

Mailing Address

200 Station Drive Mws414, Westwood, MA 02090

Phone Number

(781) 364-1641

Established

Rhode Island since 09/21/1995

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

471

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

CSI FORM ADV PART 2A MANAGED ACCOUNT PROGRAM BROCHURE 09022026 (9/3/2026)

CSI FORM ADV PART 2A DIGITAL ADVISORY PROGRAM BROCHURE 03182026 (3/20/2026)

Direct owners and executive officers

Name	Position	CRD#
CITIZENS BANK, N.A.	DIRECT OWNERSHIP	—
ARNOLD, CHAD	COO WEALTH, EXECUTIVE VICE PRESIDENT	3076401
CARVALHO, KEVIN JOHN	CHIEF FINANCIAL OFFICER	6115556
CHERNY, MICHAEL	PRESIDENT	4864410
SHORE, DAVID HOWARD	CHIEF COMPLIANCE OFFICER	2106767

Regulatory Assets Under Management

Total Number of Accounts

60,545

AUM (Assets Under Management)

$12,868,719,975

Disclosures

Regulatory Event

16

Arbitration

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*: 1065266Entity Type: Public Schools Name of OBA: Braintree Public Schools Address: Braintree, MA Investment Related: No Position, Title, Association: Varsity Wrestling Coach Start Date:11/28/2022No Hours: 10 hours a week during after work hours in Dec, Jan, and Feb No Hours during trading:0Duties: Teach kids the sport of wrestling I*2445347, Entity Type: , Name of OBA: Braintree School Committee, Address: Braintree, Massachusetts, 02184, Investment Related: N, Position, Title, Association: School Board, Employee State Date: 06/02/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: This would be an elected position. I would have to win my race first. I would be working to maintain and enrich the Braintree School system. I would not be handling money/finances and this position does not receive compensation. The Kurzberg Irrevocable Income Only Trust Fund- Act as trustee to family's Trust. date of initial involvement 9/27/2021.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CS

CITIZENS SECURITIES, INC.

CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES

CRD#: 39550 / SEC#: 801-61902, 8-48744

RIA

Registered Investment Advisory firm - SEC (3/27/2003 Approved)

Connecticut

Registered Investment Advisory firm - SEC (4/10/2003 Terminated)

Florida

Registered Investment Advisory firm - SEC (4/10/2003 Terminated)

Maine

Registered Investment Advisory firm - SEC (4/14/2003 Terminated)

New Hampshire

Registered Investment Advisory firm - SEC (4/10/2003 Terminated)

New York

Registered Investment Advisory firm - SEC (3/31/2002 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (5/8/2003 Terminated)

Vermont

Registered Investment Advisory firm - SEC (4/28/2003 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Florida
(6/29/2026)

IAR

Florida
(6/30/2026)

RR

Massachusetts
(6/29/2026)

RR

Rhode Island
(6/29/2026)

IAR

Rhode Island
(6/29/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2025About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2025About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2023About the SIE exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Marc A Kurzberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Marc A Kurzberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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MK

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