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Cole Labrake

CRD# 6649612·Registered 2017 - 2021
Previously Registered: Being a previously registered professional could mean that Cole is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Cole Labrake was a registered financial advisor. Cole was a previously registered financial professional and started their career in finance 2017 - 2021. Cole had worked at 1 firm and has passed the Series 65 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

U.S. CAPITAL WEALTH ADVISORS, LLC·CRD# 288199
RIA
Austin, TX
November 14, 2017 - May 3, 2021

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Current Firm

UC
U.S. CAPITAL WEALTH ADVISORS, LLC

LEGACY ONE FINANCIAL ADVISORS, LLC | U.S. CAPITAL WEALTH ADVISORS, LLC | U.S. CAPITAL WEALTH

CRD#: 288199 / SEC#: 801-110515

Contact Information

Main Address

4444 Westheimer Rd. Suite G500, Houston, TX 77027

Phone Number

(713) 366-0500

# of Employees

141

Documents

Latest Form ADV

Part 2 Brochures

USCWA ADV PART 2A BROCHURE MARCH 30, 2026 (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

11,385

AUM (Assets Under Management)

$8,763,589,141

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
07/28/2026Cover PageReport
01/28/2026Cover PageReport
02/21/2025Cover PageReport
01/23/2024Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2017About the Series 65 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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