Nicholas D. Castellino
Professional summary
Nicholas David Castellino, who also goes by Nicholas David Castellino, Nickolas Castellino, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2019. Nicholas has worked at 6 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas David Castellino's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003March 8, 2024 - July 10, 2024
FINALIS SECURITIES LLC
July 13, 2023 - March 11, 2024
INVICTA CAPITAL LLC
March 23, 2022 - July 12, 2023
CRITO CAPITAL LLC
May 18, 2021 - December 22, 2021
ENTORO SECURITIES, LLC
January 9, 2020 - May 21, 2021
AVANTAX INVESTMENT SERVICES, INC.
July 13, 2019 - November 12, 2019
CHAMPLAIN ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/25/2025)
(9/22/2025)
(3/4/2025)
(2/24/2025)
(4/29/2025)
(5/22/2025)
(3/14/2025)
(3/12/2025)
Exams
Series 7TO
Date: 7/13/2019
General Securities Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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