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Michael William Mcculloch

PENTEGRA DISTRIBUTORS
SHELTON, CT
·CRD# 6649248·10 years registered

Professional Summary

Michael William Mcculloch, who also goes by Michael Mcculloch, is a registered financial advisor currently at PENTEGRA DISTRIBUTORS INC. located in Shelton, Connecticut. Michael is registered as a RR (Registered Representative) and started their career in finance in 2016. Michael has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Mcculloch

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years registered in the securities industry

Current & Past Employments

Current

PENTEGRA DISTRIBUTORS INC.Current·CRD# 26249
BD
2 Enterprise Drive Suite 408, Shelton, CT 06484
July 31, 2026 - Present

Past

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLCPast·CRD# 20472
BD
Denver, CO
June 17, 2016 - July 9, 2026

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Current Firm

PD
PENTEGRA DISTRIBUTORS INC.

PENTEGRA DISTRIBUTORS INC. | RETIREMENT SYSTEM DISTRIBUTORS INC.

CRD#: 26249 / SEC#: 8-42445
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

2 Enterprise Drive Suite 408, Shelton, CT 06484

Mailing Address

2261 Market Street Suite 86302, San Francisco, CA 94114

Phone Number

(914) 821-9554

Established

Delaware since 05/25/1989

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PENTEGRA SERVICES INC.PARENT COMPANY—
ERNST, LARS GERHARDDIRECTOR, VP AND CCO5197938
FINNEGAN, KEVIN ODIRECTOR—
WIETSMA, ERIC HANSDIRECTOR AND PRESIDENT3167584

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(7/31/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2016About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael William Mcculloch's CRS (Customer Relationship Summary).

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