Marc C. Emery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Charles Francois Emery, who also goes by Marc Charles François Emery, was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 2017. Marc had worked at 1 firm and has passed the Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2017 - November 6, 2017
LOMBARD ODIER TRANSATLANTIC LIMITED
State Registrations and Notice Filings
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Exams
Current Firm
LOMBARD ODIER TRANSATLANTIC LIMITED
CRD#: 6318 / SEC#: 801-112125, 8-15608
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
