AG
Alfredo Guerrero
EAGLE STRATEGIES LLC
EL PASO, TX 79901
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CRD#: 6648816
AG
Professional summary
Alfredo Guerrero JR, who also goes by Alfredo Guerrero Jr, Fred Guerrero, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in El Paso, Texas and NYLIFE SECURITIES LLC located in El Paso, Texas.
Alfredo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Alfredo has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alfredo Guerrero Jr | Fred Guerrero
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[New Mexico State University (NMSU); NMSU DONA ANA COMMUNITY COLLEGE; NON-INVESTMENT RELATED: 2800 SONOMA RANCH BLVD LAS CRUCES NM 88011; Teach and instruct business classes; 20 hours per month, 15 hours during securities trading hours; TEACH BUSINESS COURSES.] [TEXAS STAR STEEL LLC; not Investment Related; Manufacturing of prefabricated metal buildings; 10404 Dyer St., Suite A, El Paso, TX 79924; Partner; start 02/2022; 5 hours per month, 0 hours during securities trading hours; Provide advice.] [RENTAL PROPERTY; real estate related; 142 Polo Inn, El Paso, TX 79905; Rental house; Owner;0 hours per month; No duties][Southwest Funding; Originate residential loans.; 13150�Coit�Road,�Suite�100 Dallas, TX 75240; Start Date 01/2024; Role/Title: Branch Manager; Investment Related; 15 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Alfredo Guerrero JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 20, 2024 - Present
EAGLE STRATEGIES LLC
Office #1: 303 N. Oregon Street Suite 1100, El Paso, TX 79901RIA
CRD#: 110826
EL PASO, TX
Current
May 15, 2024 - Present
NYLIFE SECURITIES LLC
Office #1: Mills Building Suite 1100 303 N. Oregon Street, El Paso, TX 79901BD
CRD#: 5167
El Paso, TX
Past
December 21, 2016 - May 26, 2022
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
PLANO, TX
Past
July 27, 2016 - May 26, 2022
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PLANO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/12/2025)
RR
Colorado(5/15/2025)
RR
Minnesota(7/17/2024)
RR
New Mexico(6/10/2024)
RR
Oklahoma(5/13/2025)
RR
Oregon(5/13/2025)
RR
Texas(5/15/2024)
IAR
Texas(5/20/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
