AM
Aikan R. Major
PIVOTAL WEALTH AND TAX
PRESTON, MN 55965
Some features on this profile are disabled
CRD#: 6648680
AM
Professional summary
Aikan Robert Major is a registered financial advisor currently at PIVOTAL WEALTH AND TAX located in Preston, Minnesota.
Aikan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Aikan has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name: Aikan Major Inv rel: Y Add: Residential address Nature: Life insurance sales Position: Agent Start date: 11/01/2019 No. HR/MO: 10 No. HR/MO during sec trading: 1 (2)Name: Major Real Estate Holdings LLC Inv Rel: Y Add: Residential Nature: Simple Rental Property/Managing the finances of the Real Estate Group I am Involved in Position: Director of Finance Start Date : 10/04/2019 NO. HR/MO: 10 NO. HR/MO during sec trading: 2 (3)Name: Project Restore MN 501c3 Inv rel: Y Add: 149 East Sidney Street Saint Paul MN 55107 Nature: Non-profit Organization Position: Treasurer Start date: 06/21/2021 No. HR/MO: 2 No. HR/MO during sec trading: 0 Describe duties: Oversee the budget of the non-profit and give feedback on the direction the non-profit is headed such as ides to assist the community and other items.
CRS (Client Relationship Summary) - RIA
Click below to view Aikan Robert Major's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 13, 2022 - Present
PIVOTAL WEALTH AND TAX
Office #1: 141 Fillmore St W, Preston, MN 55965RIA
CRD#: 321023
PRESTON, MN
Past
July 17, 2019 - December 6, 2021
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Minneapolis, MN
Past
April 18, 2019 - December 6, 2021
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Minneapolis, MN
Past
June 21, 2018 - October 5, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
onalaska, WI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/27/2025)
IAR
Illinois(1/23/2023)
IAR
Minnesota(1/27/2023)
IAR
Texas(5/13/2022)
IAR
Wisconsin(5/26/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/20/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
PW
PIVOTAL WEALTH AND TAX
MAJOR AND COMPANY ACCOUNTING, TAX AND FINANCIAL SERVICES | PIVOTAL WEALTH AND TAX LLC | PIVOTAL WEALTH AND TAX
CRD#: 321023 / SEC#:
California
Registered Investment Advisory firm - (1/27/2025 Approved)Illinois
Registered Investment Advisory firm - (1/23/2023 Approved)Minnesota
Registered Investment Advisory firm - (1/27/2023 Approved)Texas
Registered Investment Advisory firm - (5/13/2022 Conditional Restricted)Wisconsin
Registered Investment Advisory firm - (5/23/2022 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
141 Fillmore St W, Preston, MN 55965
Mailing Address
Phone number
(507) 458-3897
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 200 |
| AUM (Assets Under Management) | $ 13,140,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
