Ming Him Joseph Wong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ming Him Joseph Wong, who also goes by Joseph Wong, was a registered financial professional .
Ming Him Joseph is a previously registered financial professional and started their career in finance in 2016. Ming Him Joseph had worked at 1 firm and has passed the SIE and Series 57 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2016 - June 3, 2021
BELVEDERE TRADING LLC
State Registrations and Notice Filings
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Exams
Current Firm
BELVEDERE TRADING LLC
CRD#: 132605 / SEC#: , 8-66612
Contact information
Documents
Disclosures
| Regulatory Event | 29 |
Red Flags
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