Joshua C. Hildman
WEIS ADVISORY
Clive, IA 50325
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CRD#: 6648388
Professional summary
Joshua Clair Hildman, CFP® is a registered financial advisor currently at WEIS ADVISORY located in Clive, Iowa and LPL FINANCIAL LLC located in Clive, Iowa.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Joshua has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 04/04/2017 - WEISSENBURGER INVESTMENTS AND FINANCIAL PLANNING/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 20%/ CLIVE, IA
(2) 04/25/2017-WEIS ADVISORY: DBA (HYBRID) Weis Advisory LLC-investment related- At reported business location(s)-Registered Investment Advisor Hybrid-IAR-start 04/01/2017- Hours per month 20/ Hours during trading 1-Time spent percent 20%-I provide investment advisory services through WEIS ADVISORY, an independent investment advisor firm. I started this business activity in 4/2017. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Clair Hildman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
October 24, 2017 - Present
WEIS ADVISORY
Office #1: 16400 Sheridan Avenue, Clive, IA 50325RIA
CRD#: 217517
Clive, IA
Current
April 4, 2017 - Present
LPL FINANCIAL LLC
Office #1: 16400 Sheridan Avenue, Clive, IA 50325RIA
BD
CRD#: 6413
Clive, IA
Past
August 16, 2016 - March 20, 2017
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
CLIVE, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEIS ADVISORY
WEIS ADVISORY | WEIS ADVISORY, LLC
CRD#: 217517 / SEC#: 801-123482
RIA
Registered Investment Advisory firm - (3/18/2022 Approved)Iowa
Registered Investment Advisory firm - (5/18/2022 Terminated)Texas
Registered Investment Advisory firm - (5/17/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/10/2023)
RR
Arizona(4/25/2017)
RR
California(3/28/2024)
RR
Florida(8/2/2022)
RR
Georgia(4/28/2020)
RR
Idaho(9/26/2022)
RR
Illinois(10/1/2018)
RR
Indiana(2/25/2019)
RR
Iowa(4/4/2017)
IAR
Iowa(10/24/2017)
RR
Kansas(4/5/2021)
RR
Michigan(3/25/2021)
RR
Minnesota(12/3/2018)
RR
Missouri(7/10/2023)
RR
Montana(3/24/2023)
RR
Nebraska(7/12/2018)
RR
North Carolina(11/5/2025)
RR
Ohio(1/17/2025)
RR
South Dakota(9/22/2025)
RR
Texas(1/7/2022)
RR
Wisconsin(6/15/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WEIS ADVISORY
WEIS ADVISORY | WEIS ADVISORY, LLC
CRD#: 217517 / SEC#: 801-123482
RIA
Registered Investment Advisory firm - (3/18/2022 Approved)Iowa
Registered Investment Advisory firm - (5/18/2022 Terminated)Texas
Registered Investment Advisory firm - (5/17/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
16400 Sheridan Avenue, Clive, IA 50325
Mailing Address
16400 Sheridan Avenue, Clive, IA 50325
Phone number
(888) 978-2082
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 684 |
| AUM (Assets Under Management) | $ 187,907,311 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEIS ADVISORY
CRD#: 217517Clive, IA 50325TRUST BUT VERIFY
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