Ryan C. Mason

MASON WEALTH STRATEGIES

Cumming, GA

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CRD#: 6648373

Professional summary

Ryan C Mason, CFP®, who also goes by Ryan Claude Mason, Ryan Mason, is a registered financial advisor currently at MASON WEALTH STRATEGIES located in Cumming, Georgia.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Ryan has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan Claude Mason | Ryan Mason

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan C Mason's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 16, 2020 - Present

MASON WEALTH STRATEGIES

RIA

CRD#: 308456

Cumming, GA

Past

June 4, 2018 - February 5, 2020

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

ALPHARETTA, GA

Past

March 16, 2018 - February 5, 2020

NYLIFE SECURITIES LLC

CRD#: 5167

ALPHARETTA, GA

Past

December 7, 2016 - July 18, 2017

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

ATLANTA, GA

Past

June 16, 2016 - September 22, 2016

E*TRADE SECURITIES LLC

CRD#: 29106

ALPHARETTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(4/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/3/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/15/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/2016

General Securities Representative Examination

Current Firm

MASON WEALTH STRATEGIES

MASON WEALTH STRATEGIES | MASON WEALTH STRATEGIES, LLC

CRD#: 308456 / SEC#:

Georgia

Registered Investment Advisory firm - (4/16/2020 Approved)

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Contact information

Main Address

Cumming, GA

Mailing Address

Phone number

(404) 538-8869

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 5,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ryan C. Mason

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan C Mason's CRS (Customer Relationship Summary).

Certified licenses

Experience

MASON WEALTH STRATEGIES

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

E*TRADE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/3/2016

Series 63

Date: 8/15/2015

SIE

Date: 10/1/2018

Series 7

Date: 6/16/2016

Current Firm

MASON WEALTH STRATEGIES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MASON WEALTH STRATEGIES

TRUST BUT VERIFY

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