Eric W. Jackson

COBBLESTONE ASSET MANAGEMENT

Richmond, VA 23236

Some features on this profile are disabled

CRD#: 6648336

Professional summary

Eric Warren Jackson, who also goes by Eric Jackson, is a registered financial advisor currently at COBBLESTONE ASSET MANAGEMENT located in Richmond, Virginia and INDEPENDENT FINANCIAL GROUP, LLC located in Richmond, Virginia.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Eric has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric Jackson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) COBBLESTONE ASSET MANAGEMENT POSITION: Employee NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 180 START DATE: 07/01/2020 ADDRESS: 9011 Arboretum Parkway, Suite 180, Richmond VA 23236, United States DESCRIPTION: Registered Assistant at DBA (2) SIGMA ALPHA EPSILON FRATERNITY POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2022 ADDRESS: Richmond VA 23226, United States DESCRIPTION: Manage ongoing alumni database and active member relations.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Warren Jackson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 3, 2023 - Present

COBBLESTONE ASSET MANAGEMENT

Office #1: 9011 Arboretum Parkway Suite 180, Richmond, VA 23236

RIA

CRD#: 326545

Richmond, VA

Current

June 30, 2020 - Present

INDEPENDENT FINANCIAL GROUP, LLC

Office #1: 9011 Arboretum Parkway Suite 180, Richmond, VA 23236

RIA

CRD#: 7717

Richmond, VA

Past

September 21, 2020 - September 29, 2023

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

SAN DIEGO, CA

Past

November 20, 2018 - January 14, 2019

CAPITOL SECURITIES MANAGEMENT, INC.

CRD#: 14169

GLEN ALLEN, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COBBLESTONE ASSET MANAGEMENT

COBBLESTONE ASSET MANAGEMENT | COBBLESTONE ASSET MANAGEMENT LLC

CRD#: 326545 / SEC#: 801-128273

RIA

Registered Investment Advisory firm - (7/3/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Virginia
(9/21/2020)

IAR

Virginia
(10/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/18/2020

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/21/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/20/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

COBBLESTONE ASSET MANAGEMENT

COBBLESTONE ASSET MANAGEMENT | COBBLESTONE ASSET MANAGEMENT LLC

CRD#: 326545 / SEC#: 801-128273

RIA

Registered Investment Advisory firm - (7/3/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

9011 Arboretum Parkway Suite 180, Richmond, VA 23236

Mailing Address

Phone number

(804) 272-8272

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE- COBBLESTONE ASSET MANAGEMENT (2/5/2025)

FORM ADV PART 2A - COBBLESTONE ASSET MANAGEMENT LLC (2/5/2025)

Regulatory assets under management

Total Number of Accounts	767
AUM (Assets Under Management)	$ 180,834,039

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Karen Jones

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Richmond, VA

Joseph Mcvey

UBS FINANCIAL SERVICES INC.

IAR

Powhatan, VA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Eric W. Jackson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Warren Jackson's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

CAPITOL SECURITIES MANAGEMENT, INC.

Primary Firm SEC Registration

COBBLESTONE ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 9/18/2020

SIE

Date: 11/21/2018

Series 7

Date: 11/20/2018

FINRA

Current Firm

COBBLESTONE ASSET MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COBBLESTONE ASSET MANAGEMENT

TRUST BUT VERIFY

Similar Advisors