DM
David A. Mazzanti
CABANA ASSET MANAGEMENT
FAYETTEVILLE, AR 72701
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CRD#: 6647888
DM
Professional summary
David Allen Mazzanti is a registered financial advisor currently at CABANA ASSET MANAGEMENT located in Fayetteville, Arkansas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. David has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The Mazzanti Firm, PLLC, Attorney at Law, Non Investment Related, 1590 E. Joyce Blvd., #8932, Law Firm, Sole Practitioner, Started 03/2015, 30 hours/week.
CRS (Client Relationship Summary) - RIA
Click below to view David Allen Mazzanti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2016 - Present
CABANA ASSET MANAGEMENT
Office #1: 220 S. School Ave., Fayetteville, AR 72701Office #2: 2583 North Quality Lane, Fayetteville, AR 72703RIA
CRD#: 151418
FAYETTEVILLE, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CABANA ASSET MANAGEMENT
CABANA ASSET MANAGEMENT | MASON INVESTMENTS | MASON ASSET MANAGEMENT | GCM INVESTMENTS, LLC | CABANA RETIREMENT SOLUTIONS | CABANA LLC
CRD#: 151418 / SEC#: 801-108439
RIA
Registered Investment Advisory firm - (9/30/2016 Approved)Arkansas
Registered Investment Advisory firm - (10/4/2016 Terminated)Colorado
Registered Investment Advisory firm - (10/5/2016 Terminated)Florida
Registered Investment Advisory firm - (10/4/2016 Terminated)Louisiana
Registered Investment Advisory firm - (10/18/2016 Terminated)Texas
Registered Investment Advisory firm - (10/4/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(5/9/2016)
Current Firm
CA
CABANA ASSET MANAGEMENT
CABANA ASSET MANAGEMENT | MASON INVESTMENTS | MASON ASSET MANAGEMENT | GCM INVESTMENTS, LLC | CABANA RETIREMENT SOLUTIONS | CABANA LLC
CRD#: 151418 / SEC#: 801-108439
RIA
Registered Investment Advisory firm - (9/30/2016 Approved)Arkansas
Registered Investment Advisory firm - (10/4/2016 Terminated)Colorado
Registered Investment Advisory firm - (10/5/2016 Terminated)Florida
Registered Investment Advisory firm - (10/4/2016 Terminated)Louisiana
Registered Investment Advisory firm - (10/18/2016 Terminated)Texas
Registered Investment Advisory firm - (10/4/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
220 S. School Ave., Fayetteville, AR 72701
Mailing Address
Phone number
(479) 442-6464
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 425 |
| AUM (Assets Under Management) | $ 576,705,000 |
Red Flags
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