KN
Kyle R. Neese
SUNPOINTE INVESTMENTS
St. Louis, MO 63105
Some features on this profile are disabled
CRD#: 6647866
KN
Professional summary
Kyle Robert Neese, CFA, who also goes by Kyle Neese, is a registered financial advisor currently at SUNPOINTE INVESTMENTS located in St. Louis, Missouri.
Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Kyle has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kyle Neese
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kyle Robert Neese's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 13, 2026 - Present
SUNPOINTE INVESTMENTS
Office #1: 8301 Maryland Avenue Suite 300, St. Louis, MO 63105RIA
CRD#: 282505
St. Louis, MO
Past
July 20, 2022 - April 9, 2026
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ST. LOUIS, MO
Past
September 21, 2017 - April 9, 2026
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SUNPOINTE INVESTMENTS
SUNPOINTE | SUNPOINTE, LLC | SUNPOINTE INVESTMENTS
CRD#: 282505 / SEC#: 801-118361
RIA
Registered Investment Advisory firm - (4/1/2020 Approved)Florida
Registered Investment Advisory firm - (4/6/2020 Terminated)Michigan
Registered Investment Advisory firm - (4/7/2020 Terminated)Missouri
Registered Investment Advisory firm - (4/6/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/9/2020 Terminated)Texas
Registered Investment Advisory firm - (4/6/2020 Terminated)Virginia
Registered Investment Advisory firm - (4/1/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(4/13/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SI
SUNPOINTE INVESTMENTS
SUNPOINTE | SUNPOINTE, LLC | SUNPOINTE INVESTMENTS
CRD#: 282505 / SEC#: 801-118361
RIA
Registered Investment Advisory firm - (4/1/2020 Approved)Florida
Registered Investment Advisory firm - (4/6/2020 Terminated)Michigan
Registered Investment Advisory firm - (4/7/2020 Terminated)Missouri
Registered Investment Advisory firm - (4/6/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/9/2020 Terminated)Texas
Registered Investment Advisory firm - (4/6/2020 Terminated)Virginia
Registered Investment Advisory firm - (4/1/2020 Terminated)PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
8301 Maryland Avenue Suite 300, St. Louis, MO 63105
Mailing Address
Phone number
(314) 880-0821
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,085 |
| AUM (Assets Under Management) | $ 790,729,786 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
