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Alyssa Mackenzie Maine

Alyssa M. Maine

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CRD#: 6647804
Alyssa Mackenzie Maine

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alyssa Mackenzie Maine, CFP® was a registered financial professional .

Alyssa is a previously registered financial professional and started their career in finance in 2017. Alyssa had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: RESOLVE DIVORCE SOLUTIONS LLC; INVESTMENT RELATED: NO; ADDRESS: 925 W 13th AVE; SPOKANE; WA; 99204; NATURE OF BUSINESS: DIVORCE PLANNING; START DATE: 07/01/2021; POSITION/TITLE/RELATIONSHIP: FOUNDER/LEAD DIVORCE CONSULTANT; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 15; BRIEF DESCRIPTION OF DUTIES: PROVIDING CLIENTS WITH GENERAL DIVORCE FINANCIAL EDUCATION AROUND SETTLEMENT OPTIONS DURING MEDIATION OR LITIGATED DIVORCES, ALSO PROVIDING DIVORCE COACHING/CONSULTING 2. NAME OF ENTITY: Financial Planning Association of Spokane; No; 7307 N. Division St.; Spokane; WA; 99208; Networking; Board Member; 2/2/2021; 4; 0; Head of Technology Committee. Will be assisting with running Zoom meetings, editing and updating the chapter bylaws 5. NAME OF ENTITY:ALYSSA MAINE-RENTAL PROPERTY; No; 923 W 13th Ave; Spokane; WA; 99203; RENTAL PROPERTY; Owner; 3/1/2021; 2; 0; Manage property & tenant requests.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2018

Experience

Past

August 4, 2022 - July 18, 2023

REFINE FINANCIAL SOLUTIONS

RIA
CRD#: 318921
SPOKANE, WA
Past

June 9, 2021 - December 31, 2021

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
SPOKANE, WA
Past

June 9, 2021 - December 31, 2021

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
SPOKANE, WA
Past

January 29, 2020 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
SPOKANE, WA
Past

January 27, 2020 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
SPOKANE, WA
Past

October 11, 2019 - March 4, 2020

FACET

RIA
CRD#: 285961
Scottsdale, AZ
Past

October 6, 2017 - May 28, 2019

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
LA JOLLA, CA
Past

October 6, 2017 - May 28, 2019

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
LA JOLLA, CA
Past

February 14, 2017 - September 14, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/25/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/14/2017
General Securities Representative Examination

Current Firm

RF
REFINE FINANCIAL SOLUTIONS
REFINE FINANCIAL SOLUTIONS | REFINE FINANCIAL SOLUTIONS LLC

CRD#: 318921 / SEC#:

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Contact information

Main Address
Spokane, WA
Mailing Address
Phone number
(509) 606-1557
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REFINE FINANCIAL SOLUTIONS

CRD#: 318921

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