JL
Jordan D. Luedke
CITY NATIONAL SECURITIES
Las Vegas, NV 89135
Some features on this profile are disabled
CRD#: 6647751
JL
Professional summary
Jordan D Luedke, who also goes by Jordan Donald Williams, is a registered financial advisor currently at CITY NATIONAL SECURITIES, INC. located in Las Vegas, Nevada.
Jordan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Jordan has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jordan Donald Williams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of Entity: Vegas Young Professionals; Non-investment related; Address: 575 Symphony Park Ave., Ste. 100, Las Vegas, NV 89106; Nature of OBA: Vegas Young Professionals is an organization for 21-39 year-old professionals dedicated to identifying, engaging, developing and connecting future leaders. VYP is committed to accelerating your career, building your circle of influence and helping your community; Position/Title/Relationship: Member; Start Date: 07/01/2022; Time devoted: 0 hours per month; 0 during securities trading hours Duties: Member Only. (2) Name of Entity: City of Henderson - Parks and Recreation Board; Non-investment related; Address: 240 S Water St, Henderson, NV 89015; Nature of OBA: Reviews all public park plans, and recommends park development standards and amendments.; Position/Title/Relationship: Board Member; Start Date: 09/06/2023; Time devoted: 4 hours per month; 0 during securities trading hours; Duties: Reviews all public park plans, and recommends park development standards and amendments. Meets monthly. (3) the name of the other business: FINRA whether the business is investment-related: Yes the address of the other business: 200 Liberty Street, New York, NY 10281 the nature of the other business: FINRA is a self-regulatory organization for member broker-dealers that is responsible under federal law for supervising member firms. your position, title, or relationship with the other business: Non-public arbitrator the start date of your relationship: 2025-08-28 the approximate number of hours/month you devote to the other business: 2 the number of hours you devote to the other business during securities trading hours: 0 briefly describe your duties relating to the other business: Arbitrators are well-established professionals with acute critical thinking and listening skills who maintain impartiality while resolving disputes - arbitrators hear and study the evidence in a trial-like setting before making a final and binding decision. Five years of full-time paid professional work experience is required for all applicants. Individuals with legal, general business and accounting backgrounds are encouraged to apply. However, previous legal, arbitration, or securities experience is not required. Arbitrators are independent contractors and are not employees of FINRA.
CRS (Client Relationship Summary) - RIA
Click below to view Jordan D Luedke's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jordan D Luedke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 19, 2022 - Present
CITY NATIONAL SECURITIES, INC.
Office #1: 10801 West Charleston Boulevard 2nd Floor, Las Vegas, NV 89135RIA
BD
CRD#: 103705
Las Vegas, NV
Current
April 6, 2022 - Present
CITY NATIONAL SECURITIES, INC.
Office #1: 10801 West Charleston Boulevard 2nd Floor, Las Vegas, NV 89135RIA
BD
CRD#: 103705
Las Vegas, NV
Past
January 2, 2020 - April 6, 2022
ROBERT W. BAIRD & CO. INCORPORATED
RIA
CRD#: 8158
MILWAUKEE, WI
Past
February 20, 2018 - April 6, 2022
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CN
CITY NATIONAL SECURITIES, INC.
CITY NATIONAL SECURITIES, INC.
CRD#: 103705 / SEC#: 801-71181, 8-52265
RIA
Registered Investment Advisory firm - SEC (3/22/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Nevada(4/6/2022)
IAR
Nevada(4/19/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CN
CITY NATIONAL SECURITIES, INC.
CITY NATIONAL SECURITIES, INC.
CRD#: 103705 / SEC#: 801-71181, 8-52265
RIA
Registered Investment Advisory firm - SEC (3/22/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
555 South Flower Street 11th Floor, Los Angeles, CA 90071
Mailing Address
555 South Flower Street 11th Floor, Los Angeles, CA 90071
Phone number
(310) 888-6400
Established
California since 11/03/1999
Firm type
Corporation
Fiscal year end
October
Firm Size
Medium
# of Employees
78
SEC notice filing (31 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITY NATIONAL BANK | SOLE SHAREHOLDER | |
| BANUELOS, ALMA DELIA | BOARD MEMBER | 4530705 |
| BARTON, RICHARD JOSEPH | CHIEF COMPLIANCE OFFICER | 2040869 |
| BRETADO, SANTIAGO AVILA | VP, CFO | 1945627 |
| DANIEL, JOBY SWANKUTTY | BOARD DIRECTOR | 6616727 |
| GIAQUINTO, GREGG | BOARD DIRECTOR | 3182583 |
| O'KEEFFE, IVOR PATRICK | BOARD DIRECTOR | 2397120 |
| RILEY, SHAWN DAVID | BOARD DIRECTOR | 7574191 |
Regulatory assets under management
| Total Number of Accounts | 2,004 |
| AUM (Assets Under Management) | $ 1,591,349,877 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
