AN
Andrew M. Nickerson
EAGLE FINANCIAL STRATEGIES
Bangor, ME 04401
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CRD#: 6647418
AN
Professional summary
Andrew Mccard Nickerson, CFP®, who also goes by Andrew Nickerson, is a registered financial advisor currently at EAGLE FINANCIAL STRATEGIES located in Bangor, Maine.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Andrew has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew Nickerson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Mccard Nickerson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 23, 2019 - Present
EAGLE FINANCIAL STRATEGIES
Office #1: One Cumberland Place Suite 204, Bangor, ME 04401RIA
CRD#: 138825
Bangor, ME
Past
May 8, 2017 - January 24, 2018
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BANGOR, ME
Past
October 28, 2016 - January 24, 2018
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
BANGOR, ME
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
EAGLE FINANCIAL STRATEGIES
ALPHA CAPITAL ADVISORS, INC | EAGLE FINANCIAL STRATEGIES | ALPHA CAPITAL ADVISORS, INC. | ALPHA CAPITAL ADVISORS, INC DBA EAGLE FINANCIAL STRATEGIES
CRD#: 138825 / SEC#: 801-120376
RIA
Registered Investment Advisory firm - (2/24/2021 Approved)Florida
Registered Investment Advisory firm - (3/1/2021 Terminated)Maine
Registered Investment Advisory firm - (4/22/2021 Terminated)Maryland
Registered Investment Advisory firm - (3/22/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/3/2021 Terminated)Texas
Registered Investment Advisory firm - (3/1/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/1/2021)
IAR
Maine(9/23/2019)
IAR
Texas(5/28/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EF
EAGLE FINANCIAL STRATEGIES
ALPHA CAPITAL ADVISORS, INC | EAGLE FINANCIAL STRATEGIES | ALPHA CAPITAL ADVISORS, INC. | ALPHA CAPITAL ADVISORS, INC DBA EAGLE FINANCIAL STRATEGIES
CRD#: 138825 / SEC#: 801-120376
RIA
Registered Investment Advisory firm - (2/24/2021 Approved)Florida
Registered Investment Advisory firm - (3/1/2021 Terminated)Maine
Registered Investment Advisory firm - (4/22/2021 Terminated)Maryland
Registered Investment Advisory firm - (3/22/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/3/2021 Terminated)Texas
Registered Investment Advisory firm - (3/1/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Cumberland Place Suite 204, Bangor, ME 04401
Mailing Address
Phone number
(207) 989-5522
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 497 |
| AUM (Assets Under Management) | $ 129,696,230 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE FINANCIAL STRATEGIES
CRD#: 138825Bangor, ME 04401TRUST BUT VERIFY
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