Edwin J. Deutscher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edwin Jerome Deutscher, who also goes by Jerry Deutscher, was a registered financial professional .
Edwin is a previously registered financial professional and started their career in finance in 1971. Edwin had worked at 14 firms and has passed the Series 63, Series 5, PC, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 1999 - March 12, 2001
JOSEPHTHAL & CO., INC.
June 24, 1998 - December 11, 1998
STERLING FINANCIAL INVESTMENT GROUP, INC.
July 25, 1997 - May 7, 1998
LADENBURG THALMANN & CO. INC.
February 19, 1997 - July 1, 1997
MESIROW FINANCIAL, INC.
December 5, 1996 - February 11, 1997
DETWILER FENTON & CO.
September 27, 1994 - December 12, 1996
DONALD & CO. SECURITIES INC.
August 27, 1992 - September 2, 1994
PRUDENTIAL EQUITY GROUP, LLC
May 18, 1992 - August 4, 1992
RAYMOND JAMES & ASSOCIATES, INC.
February 5, 1990 - February 13, 1991
CITIGROUP GLOBAL MARKETS INC.
February 8, 1988 - March 8, 1990
CIBC WORLD MARKETS CORP.
May 13, 1985 - February 18, 1988
TUCKER ANTHONY INCORPORATED
May 14, 1981 - May 23, 1985
CIBC WORLD MARKETS CORP.
May 1, 1979 - April 27, 1980
FIRST AFFILIATED SECURITIES, INC.
March 20, 1973 - October 14, 1973
LOEB RHOADES & CO
April 28, 1971 - August 3, 1973
HAYDEN STONE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/15/1981
Interest Rate Options ExaminationPC
Date: 4/21/1979
AMEX Put and Call ExamSeries 1
Date: 11/17/1959
Registered Representative ExaminationCurrent Firm
JOSEPHTHAL & CO., INC.
CRD#: 3227 / SEC#: , 8-5651
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOSEPHTHAL CAPITAL GROUP, INC. | PARENT | |
| AGOSTA, SALVATORE FRANK | CHIEF FINANCIAL OFFICER | 1253738 |
| FICHTNER, HENRY ARTHUR | NATIONAL MANAGER-RETAIL DIVISION-VICE PRESIDENT | 1327009 |
| FITZGERALD, PAUL HENRY | CEO - CHAIRMAN - PRESIDENT - CHIEF OPERATING OFFICER - DIRECTOR | 812775 |
| HURLEY, KEVIN BRADY | COMPLIANCE DIRECTOR | 1293748 |
| KRONENBERG, DAVID HIRSCH | CHIEF ADMINISTRATIVE OFFICER | 1799665 |
| MATYCKAS, EDWARD STANLEY | CROP/SROP | 1405961 |
| MCCABE, DONALD GERARD | GENERAL COUNSEL - REGULATION & LITIGATION - ASSISTANT SECRETARY | 1367480 |
| MCNAMARA, DENNIS PATRICK | GENERAL COUNSEL - CORPORATE-VICE PRESIDENT | 2938486 |
Disclosures
| Regulatory Event | 32 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
