Marcin A. Szczepaniak

KAI WEALTH LLC

CHICAGO, IL 60654

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CRD#: 6647235

Professional summary

Marcin Andrzej Szczepaniak, who also goes by Marcin Szczepaniak, is a registered financial advisor currently at KAI WEALTH LLC located in Chicago, Illinois.

Marcin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Marcin has worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marcin Szczepaniak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcin Andrzej Szczepaniak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2026 - Present

KAI WEALTH LLC

Office #1: 401 West Superior Street Suite 001, Chicago, IL 60654

RIA

CRD#: 332136

CHICAGO, IL

Past

July 9, 2025 - December 8, 2025

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

LOMBARD, IL

Past

July 9, 2025 - December 8, 2025

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

LOMBARD, IL

Past

June 7, 2024 - January 31, 2025

LPL FINANCIAL LLC

CRD#: 6413

CHICAGO, IL

Past

May 30, 2024 - February 11, 2025

IHT WEALTH MANAGEMENT LLC

RIA

CRD#: 171481

CHICAGO, IL

Past

December 13, 2021 - July 3, 2023

M1 FINANCE LLC

CRD#: 281242

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KAI WEALTH LLC

CRD#: 332136 / SEC#: 801-131183

RIA

Registered Investment Advisory firm - (10/2/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/3/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/1/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/11/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/18/2021

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 6/30/2023

General Securities Principal Examination

Current Firm

KAI WEALTH LLC

CRD#: 332136 / SEC#: 801-131183

RIA

Registered Investment Advisory firm - (10/2/2024 Approved)

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Contact information

Main Address

401 West Superior Street Suite 001, Chicago, IL 60654

Mailing Address

Phone number

(312) 605-8020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KAI WEALTH LLC - FORM ADV PART 2A BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 174,619,563

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marcin A. Szczepaniak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcin Andrzej Szczepaniak's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

LPL FINANCIAL LLC

IHT WEALTH MANAGEMENT LLC

M1 FINANCE LLC

Primary Firm SEC Registration

KAI WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/1/2022

Series 7TO

Date: 12/11/2021

SIE

Date: 6/18/2021

Series 24

Date: 6/30/2023

Current Firm

KAI WEALTH LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KAI WEALTH LLC

TRUST BUT VERIFY

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