Daniel Braun
CFP®Professional Summary
Daniel Braun, CFP®, who also goes by Daniel Nathan Braun, Daniel Braun, is a registered financial advisor currently at WESTWOOD WEALTH MANAGEMENT located in Houston, Texas and SALIENT CAPITAL L.P. located in Houston, Texas. Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Daniel has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Biography
As an Investment Consultant I strive to understand your financial situation. In doing so, I can utilize the vast resources of Fidelity Investments, so that you and your family can work towards achieving your financial goals.
Other Aliases
Daniel Nathan Braun, Daniel Braun
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
Website
xxxxxxxxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
10 years in the financial services industry
Current & Past Employments
Education
University of Houston
Finance, Bachelor of Business Administration
Finance, Bachelor of Business Administration
2016
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Current Firm
MCCARTHY GROUP ADVISORS, L.L.C. | WESTWOOD WEALTHCOACH | WESTWOOD WEALTH MANAGEMENT | WESTWOOD ADVISORS, L.L.C
Contact Information
Main Address
200 Crescent Court Suite 1200, Dallas, TX 75201Phone Number
(214) 756-6900# of Employees
62SEC notice filing (24 States and Territories)
Registered to provide investment advisory services in 24 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
467AUM (Assets Under Management)
$749,503,536Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
MCCARTHY GROUP ADVISORS, L.L.C. | WESTWOOD WEALTHCOACH | WESTWOOD WEALTH MANAGEMENT | WESTWOOD ADVISORS, L.L.C
State Registrations and Notice Filings
(7/8/2026)
(7/21/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2016About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Daniel Braun's CRS (Customer Relationship Summary).
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