Daniel Braun

WESTWOOD WEALTH MANAGEMENT | Investment Consultant

Houston, TX 77025

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CRD#: 6646350

Professional summary

Daniel Braun, CFP®, who also goes by Daniel Nathan Braun, Daniel Braun, is a registered financial advisor currently at WESTWOOD WEALTH MANAGEMENT located in Houston, Texas and SALIENT CAPITAL L.P. located in Houston, Texas.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Daniel has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Biography

As an Investment Consultant I strive to understand your financial situation. In doing so, I can utilize the vast resources of Fidelity Investments, so that you and your family can work towards achieving your financial goals.

Aliases

Daniel Nathan Braun | Daniel Braun

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Braun's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Education

University of Houston

Bachelor of Business Administration - Finance

2016

Experience

Current

July 21, 2026 - Present

WESTWOOD WEALTH MANAGEMENT

Office #1: 10000 Memorial Drive Suite 650, Houston, TX 77025

RIA

CRD#: 132162

Houston, TX

Current

July 8, 2026 - Present

SALIENT CAPITAL L.P.

Office #1: 10000 Memorial Drive Suite 650, Houston, TX 77024

CRD#: 147912

HOUSTON, TX

Past

July 8, 2026 - July 21, 2026

WESTWOOD MANAGEMENT CORP

RIA

CRD#: 110269

Houston, TX

Past

March 31, 2025 - June 5, 2026

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

HOUSTON, TX

Past

September 2, 2020 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

HOUSTON, TX

Past

August 28, 2020 - June 5, 2026

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

HOUSTON, TX

Past

March 28, 2019 - August 24, 2020

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

HOUSTON, TX

Past

October 27, 2017 - August 24, 2020

PRUCO SECURITIES, LLC.

CRD#: 5685

HOUSTON, TX

Past

June 17, 2016 - October 2, 2017

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTWOOD WEALTH MANAGEMENT

MCCARTHY GROUP ADVISORS, L.L.C. | WESTWOOD WEALTHCOACH | WESTWOOD WEALTH MANAGEMENT | WESTWOOD ADVISORS, L.L.C

CRD#: 132162 / SEC#: 801-63410

RIA

Registered Investment Advisory firm - (7/1/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(7/8/2026)

IAR

Texas
(7/21/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/24/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/30/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/3/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/16/2016

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

WESTWOOD WEALTH MANAGEMENT

MCCARTHY GROUP ADVISORS, L.L.C. | WESTWOOD WEALTHCOACH | WESTWOOD WEALTH MANAGEMENT | WESTWOOD ADVISORS, L.L.C

CRD#: 132162 / SEC#: 801-63410

RIA

Registered Investment Advisory firm - (7/1/2004 Approved)

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Contact information

Main Address

200 Crescent Court Suite 1200, Dallas, TX 75201

Mailing Address

Phone number

(214) 756-6900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTWOOD WEALTH MANAGEMENT FORM ADV PART 2A (PRIVATE EQUITY) (3/31/2025)

WESTWOOD ADVISORS FORM ADV PART 2A -WEALTHCOACH AND DIRECT ADVISORY (3/31/2025)

Regulatory assets under management

Total Number of Accounts	490
AUM (Assets Under Management)	$ 638,234,293

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel Braun

Professional summary

Biography

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Braun's CRS (Customer Relationship Summary).

Certified licenses

Education

University of Houston

Experience

SALIENT CAPITAL L.P.

WESTWOOD MANAGEMENT CORP

STRATEGIC ADVISERS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

COREBRIDGE CAPITAL SERVICES, INC.

Primary Firm SEC Registration

WESTWOOD WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 3/24/2019

Series 63

Date: 7/30/2016

Series 7TO

Date: 8/3/2019

SIE

Date: 10/1/2018

Series 6

Date: 6/16/2016

FINRA

Current Firm

WESTWOOD WEALTH MANAGEMENT

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTWOOD WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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