Joshua S. Malnik

MALNIK WEALTH MANAGEMENT

Clarksville, MD

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CRD#: 6645401

Professional summary

Joshua Simon Malnik, who also goes by Josh Malnik, is a registered financial advisor currently at MALNIK WEALTH MANAGEMENT, LLC located in Clarksville, Maryland.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Joshua has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josh Malnik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Malnik Wealth Management, LLC. Investment Related. Located at 12125 Sudbury Ct., Clarksville, MD, 21029. Nature - RIA. Position - Investment Advisor. Start - 09/2021. 160 hours per month, all during trading hours. Duties - Soliciting prospect clients, managing client accounts, investment advice and account management. 2) PKS Financial. Investment Related. Located at 80 State Street, Albany, NY 12207. Nature - Fixed/ Traditional Insurance. Position - Agent. Start - 3/2022. 20 hours per month, all during trading hours. Duties - Sales of Fixed/ Traditional insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Simon Malnik's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2022 - Present

MALNIK WEALTH MANAGEMENT, LLC

RIA

CRD#: 311814

Clarksville, MD

Past

March 14, 2022 - July 18, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ALBANY, NY

Past

December 3, 2018 - September 21, 2021

TD AMERITRADE, INC.

CRD#: 7870

Southlake, TX

Past

April 17, 2018 - October 30, 2018

FSC SECURITIES CORPORATION

CRD#: 7461

CLARKSVILLE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(1/12/2022)

IAR

Texas
(1/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/5/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/3/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/17/2018

General Securities Representative Examination

Current Firm

MALNIK WEALTH MANAGEMENT, LLC

MALNIK WEALTH MANAGEMENT, LLC | RETIREMENT GROUP LLC

CRD#: 311814 / SEC#:

Maryland

Registered Investment Advisory firm - (1/26/2021 Approved)

Texas

Registered Investment Advisory firm - (1/14/2022 Approved)

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Contact information

Main Address

Clarksville, MD

Mailing Address

Phone number

(646) 395-3900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	243
AUM (Assets Under Management)	$ 79,104,302

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joshua S. Malnik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Simon Malnik's CRS (Customer Relationship Summary).

Certified licenses

Experience

MALNIK WEALTH MANAGEMENT, LLC

PURSHE KAPLAN STERLING INVESTMENTS

TD AMERITRADE, INC.

FSC SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 1/5/2022

Series 63

Date: 1/3/2019

SIE

Date: 10/1/2018

Series 7

Date: 4/17/2018

Current Firm

MALNIK WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MALNIK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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