JW
Joseph P. Werner
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 6645379
JW
Professional summary
Joseph Patrick Werner is a registered financial professional currently at LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC located in Chicago, Illinois.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2016. Joseph has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Joseph Patrick Werner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 14, 2017 - Present
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
Office #1: 333 West Wacker Drive Suite 2300, Chicago, IL 60606BD
CRD#: 157625
Chicago, IL
Past
July 8, 2016 - September 11, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
MINNEAPOLIS, MN
Past
May 27, 2016 - September 11, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/14/2017)
RR
Alaska(12/14/2017)
RR
Arizona(12/14/2017)
RR
Arkansas(12/14/2017)
RR
California(12/14/2017)
RR
Colorado(12/14/2017)
RR
Connecticut(12/14/2017)
RR
Delaware(12/14/2017)
RR
District of Columbia(12/14/2017)
RR
Florida(12/14/2017)
RR
Georgia(12/14/2017)
RR
Hawaii(12/14/2017)
RR
Idaho(12/14/2017)
RR
Illinois(12/14/2017)
RR
Indiana(12/14/2017)
RR
Iowa(12/14/2017)
RR
Kansas(12/14/2017)
RR
Kentucky(12/14/2017)
RR
Louisiana(12/14/2017)
RR
Maine(12/14/2017)
RR
Maryland(12/14/2017)
RR
Massachusetts(12/14/2017)
RR
Michigan(12/14/2017)
RR
Minnesota(12/14/2017)
RR
Mississippi(12/14/2017)
RR
Missouri(12/14/2017)
RR
Montana(12/14/2017)
RR
Nebraska(12/14/2017)
RR
Nevada(12/14/2017)
RR
New Hampshire(12/14/2017)
RR
New Jersey(12/14/2017)
RR
New Mexico(12/14/2017)
RR
New York(12/14/2017)
RR
North Carolina(12/14/2017)
RR
North Dakota(12/14/2017)
RR
Ohio(12/14/2017)
RR
Oklahoma(12/14/2017)
RR
Oregon(12/14/2017)
RR
Pennsylvania(12/14/2017)
RR
Puerto Rico(12/14/2017)
RR
Rhode Island(12/14/2017)
RR
South Carolina(12/14/2017)
RR
South Dakota(12/14/2017)
RR
Tennessee(12/14/2017)
RR
Texas(12/14/2017)
RR
Utah(12/14/2017)
RR
Vermont(12/14/2017)
RR
Virginia(12/14/2017)
RR
Washington(12/14/2017)
RR
West Virginia(12/14/2017)
RR
Wisconsin(12/14/2017)
RR
Wyoming(12/14/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LI
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
CRD#: 157625 / SEC#: , 8-68856
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
333 West Wacker Drive Suite 2300, Chicago, IL 60606
Mailing Address
333 West Wacker Drive Suite 2300, Chicago, IL 60606
Phone number
(312) 897-4000
Established
Delaware since 03/10/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
