Gerard E. Miles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerard Edward Miles, who also goes by Gerard Edward Miles, Gerard Miles, was a registered financial professional .
Gerard is a previously registered financial professional and started their career in finance in 2016. Gerard had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2025 - June 9, 2026
MERCER GLOBAL ADVISORS INC.
December 10, 2018 - August 27, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 18, 2018 - August 27, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 30, 2016 - October 9, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
Primary Firm SEC Registration
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/7/2018
General Securities Representative ExaminationCurrent Firm
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 99,044 |
| AUM (Assets Under Management) | $ 60,256,270,580 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 07/31/2024 | ||
| 09/28/2023 |
Red Flags
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