DW
David C. Welborn
FAMILY LEGACY PLANNING
Bentonville, AR 72712
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CRD#: 6643951
DW
Professional summary
David Craig Welborn is a registered financial advisor currently at FAMILY LEGACY PLANNING located in Bentonville, Arkansas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. David has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FAMILY LEGACY PLANNING, INC.; INVESTMENT RELATED; BENTONVILLE, AR; 04/2004-PRESENT; PRESIDENT, INSURANCE SALES AND SERVICING; 160 HOURS PER MONTH 2) W. PROPERTIES LLC; NON-INVESTMENT RELATED; ROGERS, AR; 12/2008-PRESENT; MANAGING MEMBER, ACCOUNTING FOR THE COMPANY; 5 HOURS PER MONTH 3) FLP WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; BENTONVILLE, AR; 4/2016-PRESENT; MANAGING MEMBER; INSURANCE SALES; 160 HOURS PER MONTH 4) BWS FARM, LLC - MANAGING MEMBER. 06/2024 TO PRESENT. NOT INVESTMENT RELATED. DUTIES INCLUDE MANAGING THE FARM AND GROWING CROPS. SPEND APPROXIMATELY 4 HOURS/MONTH ON THIS ACTIVITY.
CRS (Client Relationship Summary) - RIA
Click below to view David Craig Welborn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 21, 2018 - Present
FAMILY LEGACY PLANNING
Office #1: 1003 Se 14th St. Ste 15, Bentonville, AR 72712RIA
CRD#: 294277
Bentonville, AR
Past
May 3, 2016 - March 17, 2020
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
BENTONVILLE, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FL
FAMILY LEGACY PLANNING
F.W. MILLER FINANCIAL | FLP WEALTH MANAGEMENT, LLC | FAMILY LEGACY PLANNING
CRD#: 294277 / SEC#: 801-130790
RIA
Registered Investment Advisory firm - (7/29/2024 Approved)Arkansas
Registered Investment Advisory firm - (9/19/2024 Terminated)Louisiana
Registered Investment Advisory firm - (9/24/2024 Terminated)Texas
Registered Investment Advisory firm - (9/18/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(6/21/2018)
IAR
Louisiana(8/22/2018)
Current Firm
FL
FAMILY LEGACY PLANNING
F.W. MILLER FINANCIAL | FLP WEALTH MANAGEMENT, LLC | FAMILY LEGACY PLANNING
CRD#: 294277 / SEC#: 801-130790
RIA
Registered Investment Advisory firm - (7/29/2024 Approved)Arkansas
Registered Investment Advisory firm - (9/19/2024 Terminated)Louisiana
Registered Investment Advisory firm - (9/24/2024 Terminated)Texas
Registered Investment Advisory firm - (9/18/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1003 Se 14th St. Ste 15, Bentonville, AR 72712
Mailing Address
Phone number
(479) 273-3040
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 713 |
| AUM (Assets Under Management) | $ 135,626,460 |
Red Flags
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Company Information
FAMILY LEGACY PLANNING
CRD#: 294277Bentonville, AR 72712TRUST BUT VERIFY
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