LI
Lauren E. Ibgui
IDB CAPITAL
Aventura, FL 33180
Some features on this profile are disabled
CRD#: 6643925
LI
Professional summary
Lauren Esther Ibgui is a registered financial professional currently at IDB CAPITAL CORP. located in Aventura, Florida.
Lauren is registered as a RR (Registered Representative) and started their career in finance in 2021. Lauren has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Lauren Esther Ibgui's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 5, 2021 - Present
IDB CAPITAL CORP.
Office #1: 18851 Ne 29th Avenue Suite 600, Aventura, FL 33180BD
CRD#: 106032
Aventura, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/21/2022)
RR
Connecticut(3/21/2022)
RR
Delaware(3/21/2022)
RR
Florida(3/21/2022)
RR
Massachusetts(2/27/2024)
RR
Nevada(3/21/2022)
RR
New Jersey(3/21/2022)
RR
New York(3/21/2022)
RR
North Carolina(8/17/2022)
RR
South Dakota(3/21/2022)
RR
Texas(6/17/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/5/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IC
IDB CAPITAL CORP.
ALEXANDRA & JAMES CO. | IDB CAPITAL CORP. | IDB ASSET MANAGEMENT, A DIVISION OF IDB CAPITAL CORP. | ALEXANDRA & JAMES CO.
CRD#: 106032 / SEC#: , 8-53000
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1114 Avenue Of The Americas, New York, NY 10036
Mailing Address
1114 Avenue Of The Americas, New York, NY 10036
Phone number
(212) 551-8800
Established
New York since 09/11/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (29 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ISRAEL DISCOUNT BANK OF NEW YORK | SOLE SHAREHOLDER | |
| CASE, LESLIE KATHRYN | SECRETARY | 6058280 |
| CLANCY, PATRICIA ANNE | CHIEF OPERATING OFFICER, PRINCIPAL OPERATIONS OFFICER | 2753700 |
| FRAHER, NANCY ANN | DIRECTOR | 6132794 |
| GRANT, EDMOND F | DIRECTOR | 4058518 |
| KIM, EDWARD SANG | FINANCIAL AND OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER | 6702617 |
| ROBERTS, DANIEL G | DIRECTOR | 6986015 |
| SAVIO, KENNETH JOSEPH | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 1428851 |
| SAVIO, KENNETH JOSEPH | INTERIM CHAIRMAN OF THE BOARD | 1428851 |
| TREBLE, TIMOTHY | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 1699773 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
IDB CAPITAL CORP.
CRD#: 106032Aventura, FL 33180TRUST BUT VERIFY
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