Sean M. Donnelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Michael Donnelly, who also goes by Sean Donnelly, was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2016. Sean had worked at 5 firms and has passed the Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2022 - December 5, 2023
RFA SECURITIES LLC
November 19, 2021 - March 2, 2022
GLOBAL EXECUTION BROKERS, LP
October 13, 2021 - March 2, 2022
SUSQUEHANNA FINANCIAL GROUP, LLLP
February 16, 2021 - October 13, 2021
SUSQUEHANNA SECURITIES, LLC
May 2, 2016 - February 11, 2021
D & D SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 10/12/2021
Securities Trader ExamCurrent Firm
RFA SECURITIES LLC
CRD#: 305963 / SEC#: , 8-70419
Contact information
Documents
Red Flags
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