JD
John R. Decrescente
HAZARD & SIEGEL ADVISORY SERVICES LLC
Dewitt, NY 13214
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CRD#: 6643460
JD
Professional summary
John Raymond Decrescente is a registered financial advisor currently at HAZARD & SIEGEL ADVISORY SERVICES LLC located in Dewitt, New York and HAZARD & SIEGEL, INC. located in Dewitt, New York.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. John has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JOHN DeCRESCENTE , start date 6/9/2022, musician, duties musician, writer, producer. receives some royalties per year estimate $100 2) HAZARD & SIEGEL ADVISORY SERVICES LLC, INVESTMENT ADVISOR REPRESENTATIVE,START DATE 10/2018, INVESTMENT RELATED, HOURS PER MONTH 10 3) TERESA M DECRESCENTE REVOCABLE TRUST POSITION: Trustee NATURE: Other: Trustee INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/15/2015 ADDRESS: 27 Mallards Landing North, Waterford NY 12188 DESCRIPTION: Oversee family investments 4) TERESA M DECRESCENTE FAMILY TRUST POSITION: Other NATURE: Other: Trustee INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/27/2016 ADDRESS: 27 Mallards Landing North, Waterford NY 12188 DESCRIPTION: Oversee family investments 5) JOHN DECRESCENTE POSITION: Agent NATURE: Insurance - Fixed Annuities; Life/Health INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/28/2016 ADDRESS: 27 MALLARDS LANDING NORTH, WATERFORD NY 12188 DESCRIPTION: Sales and service of insurance.
CRS (Client Relationship Summary) - RIA
Click below to view John Raymond Decrescente's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 16, 2018 - Present
HAZARD & SIEGEL ADVISORY SERVICES LLC
Office #1: 5793 Widewaters Parkway, Dewitt, NY 13214RIA
CRD#: 151462
Dewitt, NY
Current
October 8, 2018 - Present
HAZARD & SIEGEL, INC.
Office #1: 5793 Widewaters Parkway, Dewitt, NY 13214BD
CRD#: 2048
Dewitt, NY
Past
September 19, 2016 - September 6, 2018
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
COHOES, NY
Past
May 18, 2016 - September 6, 2018
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
COHOES, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
H&
HAZARD & SIEGEL ADVISORY SERVICES LLC
HAZARD & SIEGEL ADVISORY SERVICES LLC
CRD#: 151462 / SEC#: 801-70690
RIA
Registered Investment Advisory firm - (10/26/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(10/9/2018)
RR
New York(10/8/2018)
IAR
New York(5/14/2021)
RR
Vermont(5/2/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
H&
HAZARD & SIEGEL ADVISORY SERVICES LLC
HAZARD & SIEGEL ADVISORY SERVICES LLC
CRD#: 151462 / SEC#: 801-70690
RIA
Registered Investment Advisory firm - (10/26/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5793 Widewaters Parkway, Dewitt, NY 13214
Mailing Address
P.o. Box 157, Dewitt, NY 13214-0157
Phone number
(315) 414-0722
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 294 |
| AUM (Assets Under Management) | $ 378,476,990 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HAZARD & SIEGEL ADVISORY SERVICES LLC
CRD#: 151462Dewitt, NY 13214TRUST BUT VERIFY
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